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Sec Filings Insider Trading - Rodman & Renshaw Capital Group (RODM)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
RODM Insider Trading Transactions for Rodman & Renshaw Capital Group
RODMAN & RENSHAW CAPITAL GROUP INC: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-11-17-
-2009-11-18
Purchase		 2009-11-18
3:52 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 5,000 $3.583 $17,915 80,000
(Direct)		 View
2009-08-05-
-2009-08-06
Purchase		 2009-08-07
12:44 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 20,000 $1.555 $31,100 75,000
(Direct)		 View
2008-11-20
Purchase		 2008-11-20
6:05 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Horin David J
(Chief Financial Officer)		 8,000 $0.92 $7,360 119,695
(Direct)		 View
2008-11-18
Purchase		 2008-11-19
08:00 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Lacovara Michael
(Chief Executive Officer
Director)		 25,000 $1.046 $26,143 971,429
(Direct)		 View
2008-11-17
Purchase		 2008-11-18
4:06 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 5,000 $1.18 $5,900 35,000
(Direct)		 View
2008-11-17
Purchase		 2008-11-18
08:26 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Horin David J
(Chief Financial Officer)		 11,695 $1.18 $13,800 111,695
(Direct)		 View
2008-11-17
Purchase		 2008-11-17
4:15 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Lacovara Michael
(Chief Executive Officer
Director)		 50,000 $1.122 $56,105 946,429
(Direct)		 View
2008-09-15
Purchase		 2008-09-16
11:57 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 5,000 $1.92 $9,600 30,000
(Direct)		 View
2008-09-11
Purchase		 2008-09-15
4:48 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHURCHILL WINSTON J
(Director)		 10,000 $2.1 $21,000 276,865
(Direct)		 View
2008-09-05
Purchase		 2008-09-08
5:17 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHURCHILL WINSTON J
(Director)		 5,000 $2.04 $10,200 266,865
(Direct)		 View
2008-09-03-
-2008-09-04
Purchase		 2008-09-04
4:26 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHURCHILL WINSTON J
(Director)		 15,000 $2.267 $34,000 261,865
(Direct)		 View
2008-08-22
Purchase		 2008-08-26
3:29 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 5,000 $2.38 $11,900 25,000
(Direct)		 View
2008-08-18
Purchase		 2008-08-20
4:04 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHURCHILL WINSTON J
(Director)		 20,000 $2.124 $42,484 246,865
(Direct)		 View
2007-12-03-
-2007-12-04
Purchase(A)		 2008-08-19
4:01 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM DRAKE PETER F
(Director)		 19,100 $4.115 $78,589 19,100
(Direct)		 View
2008-08-15
Purchase		 2008-08-19
4:00 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM DRAKE PETER F
(Director)		 50,000 $2.265 $113,265 69,100
(Direct)		 View
2007-10-15
Purchase		 2007-10-17
11:26 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Clark Wesley
(Director)		 10,000 $5 $50,000 10,000
(Direct)		 View
2005-11-01
Purchase		 2005-11-14
1:36 pm		 ENTRUST FINANCIAL SERVICES INC ENFN WARSHAW KIRK M
(Chief Financial Officer)		 1,950,000 $0 $0 1,950,000
(Direct)		 View
(A) Indicate amendment filing.
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2010-03-17
Option Award		 2010-03-17
09:58 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Horin David J
(Chief Financial Officer)		 100,000 $0 $0 319,500
(Direct)		 View
2009-12-29
Option Award		 2009-12-29
10:33 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Horin David J
(Chief Financial Officer)		 28,748 $0 $0 219,500
(Direct)		 View
2009-10-30
Option Award		 2009-11-02
4:54 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM DRAKE PETER F
(Director)		 30,000 $0 $0 39,768
(Direct)		 View
2009-10-30
Option Award		 2009-11-02
4:52 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 30,000 $0 $0 39,768
(Direct)		 View
2009-10-30
Option Award		 2009-11-02
4:50 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHURCHILL WINSTON J
(Director)		 30,000 $0 $0 39,768
(Direct)		 View
2009-10-30
Option Award		 2009-11-02
4:49 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM DRYDEN SAM
(Director)		 30,000 $0 $0 39,768
(Direct)		 View
2009-10-30
Option Award		 2009-11-02
4:48 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM HAAS MARVIN I
(Director)		 30,000 $0 $0 39,768
(Direct)		 View
2009-10-30
Option Award		 2009-11-02
4:46 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Cohen Richard
(Director)		 30,000 $0 $0 39,768
(Direct)		 View
2009-02-06
Option Award		 2009-02-10
8:13 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Horin David J
(Chief Financial Officer)		 74,243 $0 $0 90,752
(Direct)		 View
2008-10-27
Option Award		 2008-10-29
4:37 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM DRYDEN SAM
(Director)		 9,768 $0 $0 9,768
(Direct)		 View
2008-10-27
Option Award		 2008-10-29
4:37 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM Cohen Richard
(Director)		 9,768 $0 $0 9,768
(Direct)		 View
2008-10-27
Option Award		 2008-10-29
4:35 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHURCHILL WINSTON J
(Director)		 9,768 $0 $0 9,768
(Direct)		 View
2008-10-27
Option Award		 2008-10-29
4:35 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM HAAS MARVIN I
(Director)		 9,768 $0 $0 9,768
(Direct)		 View
2008-10-27
Option Award		 2008-10-29
4:32 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM DRAKE PETER F
(Director)		 9,768 $0 $0 9,768
(Direct)		 View
2008-10-27
Option Award		 2008-10-29
4:31 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM FRIEDMAN MARK L
(Director)		 9,768 $0 $0 9,768
(Direct)		 View
2008-02-15
Option Award		 2008-02-19
3:49 pm		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM MATTHEW GELLER PhD
(Senior Managing Director)		 33,135 $0 $0 33,135
(Direct)		 View
2008-02-15
Option Award		 2008-02-19
11:09 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM BORER JOHN J III
(Sen. Man. Dir. Co-head Inv Ban
Director)		 15,873 $0 $0 15,873
(Indirect)		 View
2008-02-15
Option Award		 2008-02-19
11:08 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM PINOU THOMAS
(Chief Financial Officer)		 19,841 $0 $0 452,072
(Direct)		 View
2008-02-15
Option Award		 2008-02-19
11:08 am		 RODMAN & RENSHAW CAPITAL GROUP, INC. RODM CHAMBERS JOHN W
(Sen. Man. Dir. Co-head Inv Ban)		 299,603 $0 $0 299,603
(Direct)		 View
2007-07-10
Gift		 2007-07-11
4:19 pm		 ENTHRUST FINANCIAL SERVICES INC EFSV KLING ARNOLD P
(Director)		 250,715 $0 $0 102,857
(Indirect)		 View
2004-07-27
Option Award		 2004-08-05
2:16 pm		 ENTRUST FINANCIAL SERVICES INC ENFN Longenecker Kate
(Director)		 15,000 $0.8 $12,000 15,000
(Direct)		 View
2004-07-27
Option Award		 2004-08-05
2:12 pm		 ENTRUST FINANCIAL SERVICES INC ENFN Elliott Linda
(Director)		 15,000 $0.8 $12,000 15,000
(Direct)		 View
2004-07-27
Option Award		 2004-08-05
2:04 pm		 ENTRUST FINANCIAL SERVICES INC ENFN Johnson Steve
(Director)		 15,000 $0.8 $12,000 15,000
(Direct)		 View
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