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Sec Filings Insider Trading - Document Sciences Corp (DOCX)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
DOCX Insider Trading Transactions for Document Sciences Corp
Document Sciences Corp: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-03-06
Sale		 2008-03-13
2:54 pm		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 71,820 $0 $0 0
(Direct
Indirect)		 View
2008-03-06
Sale		 2008-03-13
2:24 pm		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 118,332 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-13
1:58 pm		 DOCUMENT SCIENCES CORP DOCX O BRIEN COLIN
(Director)		 24,600 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-13
1:38 pm		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Senior Vice President)		 65,000 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-13
1:01 pm		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO
Director)		 134,200 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-13
12:44 pm		 DOCUMENT SCIENCES CORP DOCX BEARD RONALD S
(Director)		 12,500 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-13
12:11 pm		 DOCUMENT SCIENCES CORP DOCX Breya Margaret Anne
(Director)		 20,000 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-13
11:59 am		 DOCUMENT SCIENCES CORP DOCX Calnan Edward Thomas JR
(Vice President sales)		 26,308 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-12
5:04 pm		 DOCUMENT SCIENCES CORP DOCX SCHMIDT TODD W
(Chief Financial Officer)		 7,500 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-12
4:41 pm		 DOCUMENT SCIENCES CORP DOCX Winter John Douglas
(Chief Operating Officer)		 248,353 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-12
4:22 pm		 DOCUMENT SCIENCES CORP DOCX ye tao
(GM of Asia Operations)		 226,488 $0 $0 0
(Direct)		 View
2008-03-06
Sale		 2008-03-12
3:49 pm		 DOCUMENT SCIENCES CORP DOCX Barghouti Nasser S
(Chief Technology Officer)		 217,117 $0 $0 0
(Direct)		 View
2007-12-27
Sale		 2007-12-28
4:46 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 173,000 $14.42 $2,495,247 56,389
(Indirect)		 View
2007-12-27
Sale		 2007-12-28
4:42 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 181,897 $14.42 $2,623,572 108,993
(Indirect)		 View
2007-10-30
Sale		 2007-11-01
09:26 am		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 3,110 $11.27 $35,042 229,389
(Indirect)		 View
2007-10-30
Sale		 2007-11-01
09:26 am		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 8,576 $11.04 $94,703 232,499
(Indirect)		 View
2007-10-29
Sale		 2007-10-31
1:48 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 4,599 $10.12 $46,550 241,075
(Indirect)		 View
2007-10-16
Sale		 2007-10-18
3:52 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 13,776 $10.2 $140,495 245,674
(Indirect)		 View
2007-10-03
Sale		 2007-10-04
12:49 pm		 DOCUMENT SCIENCES CORP DOCX Calnan Edward Thomas JR
(Vice President)		 2,382 $9.41 $22,415 5,118
(Direct)		 View
2007-09-11
Sale		 2007-09-12
2:47 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 3,498 $10.11 $35,366 259,450
(Indirect)		 View
2007-09-06
Sale		 2007-09-10
12:39 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 493 $9.904 $4,883 262,948
(Indirect)		 View
2007-09-05
Sale		 2007-09-06
5:16 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 900 $9.976 $8,978 263,441
(Indirect)		 View
2007-09-04
Sale		 2007-09-06
2:48 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 3,700 $10.07 $37,241 264,341
(Indirect)		 View
2007-08-30
Sale		 2007-08-31
7:42 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 1,456 $9.844 $14,333 268,041
(Indirect)		 View
2007-08-27
Sale		 2007-08-29
2:28 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 1,882 $10 $18,820 269,497
(Indirect)		 View
2007-08-24
Sale		 2007-08-28
1:34 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
Spectrum Galaxy Fund Ltd.
(10% owner)		 39,547 $10 $395,482 271,379
(Indirect)		 View
2007-06-22
Sale		 2007-06-25
4:10 pm		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Executive Vice President)		 34,628 $6.5 $225,082 50,000
(Direct)		 View
2006-09-07
Purchase		 2006-09-11
1:52 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Zeff Holding Company, LLC
Zeff Capital Partners I, L.P.
(10% owner)		 4,874 $6.015 $29,319 275,260
(Indirect)		 View
2005-05-04
Purchase		 2005-05-06
6:40 pm		 DOCUMENT SCIENCES CORP DOCX ZEFF DANIEL
Spectrum Galaxy Fund Ltd.
(10% owner)		 4,022 $6.446 $25,928 312,443
(Indirect)		 View
2004-11-16-
-2004-11-18
Sale		 2004-11-19
12:43 pm		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 18,812 $4.994 $93,945 11,507
(Direct)		 View
2003-11-26
Sale		 2003-11-28
12:50 pm		 DOCUMENT SCIENCES CORP DOCX PIKE J DOUGLAS
(Vice President, Sales)		 2,750 $4.259 $11,713 66,282
(Direct)		 View
2003-11-18
Sale		 2003-11-19
2:43 pm		 DOCUMENT SCIENCES CORP DOCX XEROX CORP
(10% owner)		 740,024 $3.633 $2,688,507 22,500
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2008-01-16
Exercise		 2008-01-16
3:59 pm		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Executive Vice President)		 15,000 $3.25 $48,750 65,000
(Direct)		 View
2008-01-14
Exercise		 2008-01-15
12:51 pm		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 15,000 $3.25 $48,750 113,000
(Direct)		 View
2008-01-11
Exercise		 2008-01-14
3:07 pm		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 15,000 $3.25 $48,750 64,820
(Direct)		 View
2007-12-31
Exercise		 2008-01-02
3:00 pm		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO)		 129,200 $1.502 $194,010 134,200
(Direct)		 View
2007-12-28
Exercise		 2008-01-02
2:46 pm		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 30,000 $1.5 $45,000 98,000
(Direct)		 View
2006-03-13
Option Award		 2006-08-07
7:11 pm		 DOCUMENT SCIENCES CORP DOCX Akbas Hakan
(Chief Marketing Officer)		 25,000 $0 $0 0
(Direct)		 View
2006-07-20
Option Award		 2006-07-21
3:59 pm		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 10,000 $0 $0 326,820
(Direct)		 View
2004-11-16-
-2004-11-18
Exercise		 2004-11-19
12:43 pm		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 18,812 $1.612 $30,332 17,507
(Direct)		 View
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2009-07-15		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 15,000 $2 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2009-10-20		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 100,000 $1.5 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2011-05-31		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 30,000 $1.5 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2012-04-24		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 30,000 $2.27 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2013-04-30		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 30,000 $3.34 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2014-04-30		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 30,000 $5.66 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:54 pm		 N/A
2015-05-11		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 30,000 $6 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:24 pm		 N/A
2009-07-15		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 100,000 $2 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:24 pm		 N/A
2009-10-20		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 100,000 $1.5 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:24 pm		 N/A
2012-04-24		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 30,000 $2.27 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:24 pm		 N/A
2013-04-30		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 30,000 $3.34 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:24 pm		 N/A
2014-04-30		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 30,000 $5.66 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
2:24 pm		 N/A
2015-05-11		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 30,000 $6 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:58 pm		 N/A
2011-05-31		 DOCUMENT SCIENCES CORP DOCX O BRIEN COLIN
(Director)		 30,000 $1.5 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:58 pm		 N/A
2012-04-24		 DOCUMENT SCIENCES CORP DOCX O BRIEN COLIN
(Director)		 30,000 $2.27 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:58 pm		 N/A
2013-04-30		 DOCUMENT SCIENCES CORP DOCX O BRIEN COLIN
(Director)		 30,000 $3.34 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:58 pm		 N/A
2014-04-30		 DOCUMENT SCIENCES CORP DOCX O BRIEN COLIN
(Director)		 30,000 $5.66 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:58 pm		 N/A
2015-05-11		 DOCUMENT SCIENCES CORP DOCX O BRIEN COLIN
(Director)		 30,000 $6 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:38 pm		 N/A
2009-09-14		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Senior Vice President)		 120,000 $1.969 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:38 pm		 N/A
2011-02-12		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Senior Vice President)		 50,000 $1.469 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:38 pm		 N/A
2012-01-30		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Senior Vice President)		 10,000 $2.81 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:38 pm		 N/A
2013-01-27		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Senior Vice President)		 20,000 $3.17 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:38 pm		 N/A
2015-04-01		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Senior Vice President)		 7,500 $5.24 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:01 pm		 N/A
2009-09-14		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO
Director)		 95,000 $1.969 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:01 pm		 N/A
2012-01-30		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO
Director)		 40,000 $2.81 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:01 pm		 N/A
2013-01-27		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO
Director)		 75,000 $3.17 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
1:01 pm		 N/A
2015-04-01		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO
Director)		 40,000 $5.24 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
12:44 pm		 N/A
2014-12-20		 DOCUMENT SCIENCES CORP DOCX BEARD RONALD S
(Director)		 30,000 $4.99 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
12:44 pm		 N/A
2015-05-11		 DOCUMENT SCIENCES CORP DOCX BEARD RONALD S
(Director)		 30,000 $6 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-13
11:59 am		 N/A
2016-09-16		 DOCUMENT SCIENCES CORP DOCX Calnan Edward Thomas JR
(Vice President sales)		 25,000 $6.2 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-12
4:41 pm		 N/A
2015-04-01		 DOCUMENT SCIENCES CORP DOCX Winter John Douglas
(Chief Operating Officer)		 20,000 $5.24 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-12
4:22 pm		 N/A
2015-04-01		 DOCUMENT SCIENCES CORP DOCX ye tao
(GM of Asia Operations)		 20,000 $5.24 0
(Direct)		 View
2008-03-06
Option Sale		 2008-03-12
3:49 pm		 N/A
2015-04-01		 DOCUMENT SCIENCES CORP DOCX Barghouti Nasser S
(Chief Technology Officer)		 20,000 $5.24 0
(Direct)		 View
2008-01-16
Exercise		 2008-01-16
3:59 pm		 2002-01-28
2008-01-28		 DOCUMENT SCIENCES CORP DOCX FREGEAU DANIEL
(Executive Vice President)		 15,000 $3.25 0
(Direct)		 View
2008-01-14
Exercise		 2008-01-15
12:51 pm		 2002-01-28
2008-01-28		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 15,000 $3.25 0
(Direct)		 View
2008-01-11
Exercise		 2008-01-14
3:07 pm		 2002-01-28
2008-01-28		 DOCUMENT SCIENCES CORP DOCX RINGER THOMAS L
(Director)		 15,000 $3.25 0
(Direct)		 View
2007-12-31
Exercise		 2008-01-02
3:00 pm		 2002-10-16
2008-10-16		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO)		 15,000 $1.75 0
(Direct)		 View
2007-12-31
Exercise		 2008-01-02
3:00 pm		 2005-02-12
2011-02-12		 DOCUMENT SCIENCES CORP DOCX MCGANNON JOHN
(President & CEO)		 114,200 $1.469 0
(Direct)		 View
2007-12-28
Exercise		 2008-01-02
2:46 pm		 2005-05-31
2011-05-31		 DOCUMENT SCIENCES CORP DOCX FABER BARTON L
(Director)		 30,000 $1.5 0
(Direct)		 View
2006-03-13
Option Award		 2006-08-07
7:11 pm		 N/A
2016-03-12		 DOCUMENT SCIENCES CORP DOCX Akbas Hakan
(Chief Marketing Officer)		 25,000 $7.07 0
(Direct)		 View
2005-04-01
Option Award		 2005-04-04
2:08 pm		 N/A
2015-03-31		 DOCUMENT SCIENCES CORP DOCX Riccio Peter Michael
(Senior VP of Sales)		 15,000 $5.24 0
(Direct)		 View
2004-11-16
Exercise		 2004-11-19
12:43 pm		 N/A
2010-04-24		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 2,200 $1.42 6,550
(Direct)		 View
2004-11-17
Exercise		 2004-11-19
12:43 pm		 N/A
2010-04-24		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 6,550 $1.42 0
(Direct)		 View
2004-11-17
Exercise		 2004-11-19
12:43 pm		 N/A
2010-07-24		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 1,750 $1.5 2,312
(Direct)		 View
2004-11-18
Exercise		 2004-11-19
12:43 pm		 N/A
2010-07-24		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 2,312 $1.5 0
(Direct)		 View
2004-11-18
Exercise		 2004-11-19
12:43 pm		 N/A
2008-09-14		 DOCUMENT SCIENCES CORP DOCX SUTRICK LISA L
(VP - Bus Contract Solutions)		 6,000 $1.969 0
(Direct)		 View
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