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Sec Filings Insider Trading - E*TRADE Financial Corporation (ETFC)
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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch ==>> What is insider trading>>
ETFC Insider Trading Transactions for E*TRADE Financial Corporation
E TRADE FINANCIAL CORP: Insider Trading and Stock Options
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Common stock purchase or sale:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-08-
-2009-10-09
Sale		 2009-10-13
4:12 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 5,100,021 $1.707 $8,703,637 118,630,235
(Direct)		 View
2009-10-08-
-2009-10-09
Sale		 2009-10-13
4:12 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 5,100,021 $1.707 $8,703,637 118,630,235
(Direct)		 View
2009-10-05-
-2009-10-07
Sale		 2009-10-07
7:56 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 58,060,179 $1.714 $99,544,109 120,370,489
(Direct)		 View
2009-10-05-
-2009-10-07
Sale		 2009-10-07
7:54 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 58,060,179 $1.714 $99,544,109 120,370,489
(Direct)		 View
2009-09-30-
-2009-10-01
Sale		 2009-10-02
6:42 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 25,439,800 $1.74 $44,256,456 119,931,635
(Direct)		 View
2009-09-30-
-2009-10-01
Sale		 2009-10-02
6:42 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25,439,800 $1.74 $44,256,456 119,931,635
(Direct)		 View
2009-09-21
Sale		 2009-09-23
6:19 pm		 E TRADE FINANCIAL CORP ETFC Framke Greg
(EVP/Chief Info. & Ops. Ofc.)		 130,000 $1.859 $241,700 1,338,255
(Direct)		 View
2009-06-19
Purchase		 2009-06-22
6:15 pm		 E TRADE FINANCIAL CORP ETFC WEAVER DONNA L
(Director)		 100,000 $1.219 $121,895 218,661
(Direct)		 View
2008-01-29
Purchase		 2008-01-30
06:04 am		 E TRADE FINANCIAL CORP ETFC BREWSTER DARYL G
(Director)		 24,586 $4.067 $99,996 28,303
(Direct)		 View
2007-12-14
Sale		 2007-12-17
5:19 pm		 E TRADE FINANCIAL CORP ETFC CAPLAN MITCHELL H
(Director)		 300,000 $3.87 $1,161,000 1,352,705
(Direct)		 View
2005-12-01
Sale		 2005-12-02
4:11 pm		 E TRADE FINANCIAL CORP ET RANDALL LEWIS E
(Director)		 11,000 $19.6 $215,600 652,100
(Indirect)		 View
2005-07-27
Sale		 2005-07-29
4:14 pm		 E TRADE FINANCIAL CORP ET LEVINE JOSHUA S
(CT&O Officer)		 250,000 $15.29 $3,822,800 274,201
(Direct)		 View
Other transactions:
Transaction
& Date		 Reported
Date		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Ownership		 Filing
2009-10-21
Exercise		 2009-10-23
4:20 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 2,500 $7.5 $18,750 291,645
(Direct)		 View
2009-10-21
Exercise		 2009-10-23
4:20 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 2,500 $7.5 $18,750 291,645
(Direct)		 View
2009-10-09-
-2009-10-13
Exercise		 2009-10-13
4:12 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 5,099,612 $1.034 $5,272,999 120,370,080
(Direct)		 View
2009-10-09-
-2009-10-13
Exercise		 2009-10-13
4:12 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 5,099,612 $1.034 $5,272,999 120,370,080
(Direct)		 View
2009-10-06-
-2009-10-07
Exercise		 2009-10-07
7:56 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 58,059,961 $1.034 $60,034,000 165,370,500
(Direct)		 View
2009-10-06-
-2009-10-07
Exercise		 2009-10-07
7:54 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 58,059,961 $1.034 $60,034,000 165,370,500
(Direct)		 View
2009-10-01-
-2009-10-02
Exercise		 2009-10-02
6:42 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 25,438,103 $1.034 $26,302,999 120,370,707
(Direct)		 View
2009-10-01-
-2009-10-02
Exercise		 2009-10-02
6:42 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25,438,103 $1.034 $26,302,999 120,370,707
(Direct)		 View
2009-06-18
Option Award(A)		 2009-10-02
6:40 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director
10% owner)		 90,909,091 $1.1 $100,000,000 45,454,545
(Direct)		 View
2009-06-18
Option Award(A)		 2009-10-02
6:40 pm		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director
10% owner)		 90,909,091 $1.1 $100,000,000 45,454,545
(Direct)		 View
2009-09-10
Option Award		 2009-09-14
6:10 pm		 E TRADE FINANCIAL CORP ETFC Utton Nicholas
(EVP & Chief Marketing Officer)		 100,000 $0 $0 1,348,339
(Direct)		 View
2009-09-10
Option Award		 2009-09-14
6:10 pm		 E TRADE FINANCIAL CORP ETFC Curcio Michael John
(EVP/Pres., ET Securities)		 100,000 $0 $0 1,525,350
(Direct)		 View
2009-09-10
Option Award		 2009-09-14
6:09 pm		 E TRADE FINANCIAL CORP ETFC NOLOP BRUCE P
(EVP & CHIEF FINANCIAL OFFICER)		 100,000 $0 $0 1,266,289
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:13 pm		 E TRADE FINANCIAL CORP ETFC DRUSKIN ROBERT
(Director)		 17,421 $1.435 $24,999 223,162
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:13 pm		 E TRADE FINANCIAL CORP ETFC FISHER RONALD
(Director)		 17,421 $1.435 $24,999 78,685
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:12 pm		 E TRADE FINANCIAL CORP ETFC HAYTER GEORGE A
(Director)		 17,421 $1.435 $24,999 299,592
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:12 pm		 E TRADE FINANCIAL CORP ETFC KANNER FREDERICK WILKINSON
(Director)		 17,421 $1.435 $24,999 123,162
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:12 pm		 E TRADE FINANCIAL CORP ETFC PARKS MICHAEL K
(Director)		 17,421 $1.435 $24,999 53,965
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:11 pm		 E TRADE FINANCIAL CORP ETFC RAFFAELI C CATHLEEN
(Director)		 17,421 $1.435 $24,999 39,172
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:11 pm		 E TRADE FINANCIAL CORP ETFC RANDALL LEWIS E
(Director)		 17,421 $1.435 $24,999 526,113
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:10 pm		 E TRADE FINANCIAL CORP ETFC Willard Stephen H
(Director)		 17,421 $1.435 $24,999 66,879
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:10 pm		 E TRADE FINANCIAL CORP ETFC SCLAFANI JOSEPH L
(Director)		 17,421 $1.435 $24,999 25,295
(Direct)		 View
2009-05-11
Exercise		 2009-05-13
4:21 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 2,100 $7.5 $15,750 289,145
(Direct)		 View
2008-12-31
Tax Withholding		 2009-01-02
6:00 pm		 E TRADE FINANCIAL CORP ETFC LAYTON DONALD H
(Chairman and CEO
Director)		 355,564 $1.135 $403,565 1,764,682
(Direct)		 View
2008-10-09-
-2008-10-13
Exercise
Other		 2008-10-15
6:41 pm		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 159,734,774 $7.512e-05 $12,000 88,812,336
(Direct)		 View
2008-05-05
Tax Withholding		 2008-05-07
8:07 pm		 E TRADE FINANCIAL CORP ETFC SIMMONS ROBERT J
(Chief Financial Officer)		 4,587 $4.265 $19,564 151,012
(Direct)		 View
2008-04-22
Tax Withholding		 2008-04-24
9:45 pm		 E TRADE FINANCIAL CORP ETFC GELBARD ARLEN W
(General Counsel)		 93,208 $3.755 $349,996 271,864
(Direct)		 View
2008-04-22
Tax Withholding		 2008-04-24
9:44 pm		 E TRADE FINANCIAL CORP ETFC LILIEN R JARRETT
(President and COO
Director)		 174,547 $3.755 $655,424 701,933
(Direct)		 View
2007-05-25
Tax Withholding		 2007-05-25
8:56 pm		 E TRADE FINANCIAL CORP ETFC ELMER RUSSELL S
(General Counsel & Corp. Sec.)		 3,973 $22.64 $89,969 194,331
(Direct)		 View
2007-05-03
Tax Withholding		 2007-05-04
5:15 pm		 E TRADE FINANCIAL CORP ETFC Webb Dennis
(President, Capital Markets Div)		 6,059 $22.75 $137,812 179,652
(Direct)		 View
2005-12-01
Exercise		 2005-12-02
4:11 pm		 E TRADE FINANCIAL CORP ET RANDALL LEWIS E
(Director)		 16,000 $0.5825 $9,320 663,100
(Indirect)		 View
2005-07-27
Exercise		 2005-07-29
4:14 pm		 E TRADE FINANCIAL CORP ET LEVINE JOSHUA S
(CT&O Officer)		 250,000 $6.125 $1,531,250 0
(Direct)		 View
2005-05-23
Exercise		 2005-05-24
4:07 pm		 E TRADE FINANCIAL CORP ET PORTER WILLIAM A
(Director)		 65,653 $6.438 $422,674 65,653
(Direct)		 View
2004-01-02
Tax Withholding		 2004-01-02
9:17 pm		 E TRADE FINANCIAL CORP ET PURKIS LEONARD C
(Chief Financial Officer)		 4,654 $12.76 $59,385 175,342
(Indirect)		 View
(A) Indicate amendment filing.
Stock options: Exercise, Award, Grant, Conversion
Transaction
& Date		 Reported
Date		 Exercisable
Expiration		 Company Symbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Ownership		 Filing
2009-10-21
Exercise		 2009-10-23
4:20 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 25 $7.5 79
(Direct)		 View
2009-10-21
Exercise		 2009-10-23
4:20 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25 $7.5 79
(Direct)		 View
2009-10-09
Exercise		 2009-10-13
4:12 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 3,474,000 $1.034 823,436,000
(Direct)		 View
2009-10-13
Exercise		 2009-10-13
4:12 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 1,799,000 $1.034 821,637,000
(Direct)		 View
2009-10-09
Exercise		 2009-10-13
4:12 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 3,474,000 $1.034 823,436,000
(Direct)		 View
2009-10-13
Exercise		 2009-10-13
4:12 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 1,799,000 $1.034 821,637,000
(Direct)		 View
2009-10-06
Exercise		 2009-10-07
7:56 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 8,334,000 $1.034 878,610,000
(Direct)		 View
2009-10-07
Exercise		 2009-10-07
7:56 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 51,700,000 $1.034 826,910,000
(Direct)		 View
2009-10-06
Exercise		 2009-10-07
7:54 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 8,334,000 $1.034 878,610,000
(Direct)		 View
2009-10-07
Exercise		 2009-10-07
7:54 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 51,700,000 $1.034 826,910,000
(Direct)		 View
2009-10-01
Exercise		 2009-10-02
6:42 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 25,849,000 $1.034 887,398,000
(Direct)		 View
2009-10-02
Exercise		 2009-10-02
6:42 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)		 454,000 $1.034 886,944,000
(Direct)		 View
2009-10-01
Exercise		 2009-10-02
6:42 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 25,849,000 $1.034 887,398,000
(Direct)		 View
2009-10-02
Exercise		 2009-10-02
6:42 pm		 2009-08-25
2019-08-25		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)		 454,000 $1.034 886,944,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:13 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC DRUSKIN ROBERT
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:13 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC FISHER RONALD
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:12 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC HAYTER GEORGE A
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:12 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC KANNER FREDERICK WILKINSON
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:12 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC PARKS MICHAEL K
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:11 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC RAFFAELI C CATHLEEN
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:11 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC RANDALL LEWIS E
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:10 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC Willard Stephen H
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-28
Option Award		 2009-06-01
6:10 pm		 N/A
2019-05-28		 E TRADE FINANCIAL CORP ETFC SCLAFANI JOSEPH L
(Director)		 20,000 $1.435 20,000
(Direct)		 View
2009-05-11
Exercise		 2009-05-13
4:21 pm		 N/A
2010-01-16		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
GRIFFIN KENNETH C
CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(10% owner)		 21 $7.5 104
(Direct)		 View
2008-10-09
Exercise		 2008-10-15
6:41 pm		 N/A
2009-01-17		 E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
CITADEL AC INVESTMENTS LTD
GRIFFIN KENNETH C
(10% owner)		 6 $20 0
(Direct)		 View
2005-12-01
Exercise		 2005-12-02
4:11 pm		 1997-03-29
2006-03-29		 E TRADE FINANCIAL CORP ET RANDALL LEWIS E
(Director)		 16,000 $0.5825 16,000
(Direct)		 View
2005-05-26
Option Award		 2005-11-25
2:51 pm		 2006-05-26
2015-05-26		 E TRADE FINANCIAL CORP ET THUROW LESTER C
(Director)		 20,000 $12.15 20,000
(Direct)		 View
2005-07-27
Exercise		 2005-07-29
4:14 pm		 2001-06-18
2011-06-18		 E TRADE FINANCIAL CORP ET LEVINE JOSHUA S
(CT&O Officer)		 250,000 $6.125 0
(Direct)		 View
2005-05-23
Exercise		 2005-05-24
4:07 pm		 2002-12-21
2010-12-21		 E TRADE FINANCIAL CORP ET PORTER WILLIAM A
(Director)		 20,000 $7.094 0
(Direct)		 View
2005-05-23
Exercise		 2005-05-24
4:07 pm		 2002-01-01
2011-01-02		 E TRADE FINANCIAL CORP ET PORTER WILLIAM A
(Director)		 2,021 $2.474 0
(Direct)		 View
2005-05-23
Exercise		 2005-05-24
4:07 pm		 2003-01-02
2012-01-02		 E TRADE FINANCIAL CORP ET PORTER WILLIAM A
(Director)		 3,632 $3.441 0
(Direct)		 View
2005-05-23
Exercise		 2005-05-24
4:07 pm		 2004-05-24
2012-05-24		 E TRADE FINANCIAL CORP ET PORTER WILLIAM A
(Director)		 20,000 $6.635 0
(Direct)		 View
2005-05-23
Exercise		 2005-05-24
4:07 pm		 2005-05-22
2013-05-22		 E TRADE FINANCIAL CORP ET PORTER WILLIAM A
(Director)		 20,000 $6.53 0
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