Sec Form 4 Filing - SALES WAYNE C @ SUPERVALU INC - 2015-11-24

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SALES WAYNE C
2. Issuer Name and Ticker or Trading Symbol
SUPERVALU INC [ SVU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
11840 VALLEY VIEW ROAD
3. Date of Earliest Transaction (MM/DD/YY)
11/24/2015
(Street)
EDEN PRAIRIE, MN55344
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/24/2015 S( 1 ) 433,682 D $ 7.0492 ( 2 ) 100,675.556 D
Common Stock 11/25/2015 S( 1 ) 60,000 D $ 7.068 ( 3 ) 40,675.556 D
Commmon Stock 11/27/2015 S( 1 ) 40,000 D $ 7.027 ( 4 ) 675.556 D
Common Stock 294,332.085 I By Directors Trust ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SALES WAYNE C
11840 VALLEY VIEW ROAD
EDEN PRAIRIE, MN55344
X
Signatures
/s/ Stuart McFarland, Attorney in Fact For: Wayne C. Sales 11/27/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2015.
( 2 )Reflects the weighted average price of 433,682 shares of common stock of Supervalu Inc. sold by the reporting person in multiple transactions on November 24, 2015, with sale prices ranging from $7.00 to $7.135 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
( 3 )Reflects the weighted average price of 60,000 shares of common stock of Supervalu Inc. sold by the reporting person in multiple transactions on November 25, 2015, with sale prices ranging from $7.00 to $7.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
( 4 )Reflects the weighted average price of 40,000 shares of common stock of Supervalu Inc. sold by the reporting person in multiple transactions on November 27, 2015, with sale prices ranging from $7.00 to $7.055 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
( 5 )Includes 1,220.588 shares acquired 3/15/12 at a price of $6.17 and 1,678.755 shares acquired 6/15/12 at a price of $4.5497; pursuant to a dividend reinvestment feature of the Issuer's Non-Employee Director Deferred Stock Plan. Also allocated 22.119 shares to reporting person's Direct account under the Issuer's Dividend Reinvestment Plan during the period March 2012 through June 2012, with a price range of $4.5595 to $6.2919 per share.

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