Sec Form 4 Filing - Ansell Jeffrey D @ STANLEY BLACK & DECKER, INC. - 2011-01-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ansell Jeffrey D
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP & Group Executive-GTS
(Last) (First) (Middle)
1000 STANLEY DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
01/27/2011
(Street)
NEW BRITAIN, CT06053
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2011 S 2,896 ( 1 ) D $ 72.3877 94,245 D
Common Stock 03/26/2012 S 5,878 ( 1 ) D $ 79.3 89,314 D
Common Stock 09/12/2012 S 1,103 ( 1 ) D $ 73.9 85,971 D
Common Stock 09/12/2012 S 177 ( 1 ) D $ 74.9 85,794 D
Common Stock 03/01/2017 I 35,456 ( 2 ) D $ 0 0 I Through Trust
Common Stock 03/01/2017 I 35,456 ( 2 ) A $ 0 56,288 D
Common Stock 03/01/2017 I 90 ( 3 ) A $ 0 56,378 D
Common Stock ( 4 ) 735.7548 I Through Computershare Under ESPP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ansell Jeffrey D
1000 STANLEY DRIVE
NEW BRITAIN, CT06053
SVP & Group Executive-GTS
Signatures
/s/ Kathryn P. Sherer, Attorney-in-Fact 03/01/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Ansell's stock reporting records and a report that the Company provided to him and that three separate transactions involving 10,054 shares in aggregate had not been reported.
( 2 )In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company determined that sales of shares held in trust had erroneously been reported as sales of shares directly held. This adjustment addresses that error.
( 3 )In connection with our annual review of share ownership of our executive officers and directors, a 90 share discrepancy between Mr. Ansell's records and a report that the Company provided to him regarding his holdings as reported to the SEC in January 2017 could not be resolved from available records. This adjustment is made to reflect Mr. Ansell's current balance.
( 4 )Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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