Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
|
2. Transaction Date (MM/DD/YY)
|
2A. Deemed Execution Date, if any (MM/DD/YY)
|
3. Transaction Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.001 per share |
09/30/2013 |
|
S |
|
10,369 (
8
) |
D |
$
2.597 |
37,131 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
10/02/2013 |
|
S |
|
7,131 (
8
) |
D |
$
2.5414 |
30,000 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
11/04/2013 |
|
P |
|
11,886 |
A |
$
2.4236 |
41,886 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
11/05/2013 |
|
P |
|
500 |
A |
$
2.4418 |
42,386 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
11/06/2013 |
|
P |
|
741 |
A |
$
2.5458 |
43,127 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
11/07/2013 |
|
P |
|
4,373 |
A |
$
2.4786 |
47,500 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
11/14/2013 |
|
P |
|
2,500 |
A
td>
| $
2.6832 |
50,000 |
I |
By spouse (
7
) |
Common Stock, par value $0.001 per share |
11/15/2013 |
|
P |
|
5,000 |
A |
$
2.461 |
43,500 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
11/18/2013 |
|
P |
|
5,000 |
A |
$
2.47 |
48,500 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
12/06/2013 |
|
G |
|
12,000 |
D |
$
2.3766 |
38,000 |
I |
Gifted by spouse to adult daughter (
7
) |
Common Stock, par value $0.001 per share |
12/06/2013 |
|
G |
|
12,000 |
D |
$
2.3766 |
26,000 |
I |
Gifted by spouse to adult son (
7
) |
Common Stock, par value $0.001 per share |
12/13/2013 |
|
P |
|
20,000 |
A |
$
2.034 |
68,500 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
12/17/2013 |
|
P |
|
10,000 |
A |
$
2.151 |
78,500 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
12/31/2013 |
|
P |
|
10,000 |
A |
$
2.4084 (
9
) |
88,500 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
12/22/2014 |
|
P |
|
46,158 |
A |
$
1.513 (
10
) |
134,658 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
12/23/2014 |
|
P |
|
6,646 |
A |
$
1.549 |
141,304 |
I |
By Seascape Partners L.P. (
1
) (
7
) |
Common Stock, par value $0.001 per share |
|
|
|
|
|
|
|
1,787,536 |
I |
By Tino Hans Schuler Trust (
2
) (
7
) |
Common Stock, par value $0.001 per share |
|
|
|
|
|
|
|
1,787,536 |
I |
By Tanya Eve Schuler Trust (
3
) (
7
) |
Common Stock, par value $0.001 per share |
|
|
|
|
|
|
|
1,787,536 |
I |
By Therese Heidi Schuler Trust (
4
) (
7
) |
Common Stock, par value $0.001 per share |
|
|
|
|
|
|
|
188,888 |
I |
By Schuler GC 2010 Continuation Trust (
5
) (
7
) |
Common Stock, par value $0.001 per share |
|
|
|
|
|
|
|
188,888 |
I |
By Schuler Grandchildren LLC (
6
) (
7
) |
|
|