Sec Form 3 Filing - Avent Pamela K. @ VIAVI SOLUTIONS INC. - 2023-10-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Avent Pamela K.
2. Issuer Name and Ticker or Trading Symbol
VIAVI SOLUTIONS INC. [ VIAV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Interim CFO
(Last) (First) (Middle)
1445 S. SPECTRUM BLVD., SUITE 102
3. Date of Earliest Transaction (MM/DD/YY)
10/01/2023
(Street)
CHANDLER, AZ85286
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 87,246 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit $ 0 ( 1 ) ( 2 ) Common Stock 3,187 D
Restricted Stock Unit $ 0 ( 3 ) ( 2 ) Common Stock 4,350 D
Restricted Stock Unit $ 0 ( 4 ) ( 2 ) Common Stock 9,324 D
Restricted Stock Unit $ 0 ( 5 ) ( 2 ) Common Stock 15,454 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Avent Pamela K.
1445 S. SPECTRUM BLVD.
SUITE 102
CHANDLER, AZ85286
Interim CFO
Signatures
/s/ Donna T. Rossi, attorney-in-fact 10/03/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Units subject to the Award Shall vest annually in three equal installments over three years. The remaining 3,187 restricted stock units will vest on November 28, 2023.
( 2 )There are no expiration dates on RSUs
( 3 )Units Subject to the Award shall vest annually in three equal installments over three years. The remaining 4,350 restricted stock units will vest on August 28, 2024.
( 4 )Units subject to the Award shall vest annually in three equal installments over three years. The remaining 9,324 shall vest equally over the next two years on August 28, 2024 and August 28, 2025.
( 5 )Units subject to the Award shall vest annually in thee equal installments over three years. The restricted stock units were granted on August 28, 2023 and will vest equally on August 28, 2024, August 28, 2025 and August 28, 2026.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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