Sec Form 4 Filing - BOESS CARSTEN @ SYNAGEVA BIOPHARMA CORP - 2014-02-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BOESS CARSTEN
2. Issuer Name and Ticker or Trading Symbol
SYNAGEVA BIOPHARMA CORP [ GEVA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Chief Financial Officer
(Last) (First) (Middle)
33 HAYDEN AVE
3. Date of Earliest Transaction (MM/DD/YY)
02/18/2014
(Street)
LEXINGTON, MA02421
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/18/2014 M( 1 ) 9,927 A $ 1.7 9,927 D
Common Stock 02/18/2014 S( 1 ) 1,000 ( 3 ) D $ 100.07 8,927 D
Common Stock 02/18/2014 S( 1 ) 3,081 ( 4 ) D $ 101.14 5,846 D
Common Stock 02/18/2014 S( 1 ) 3,207 ( 5 ) D $ 102.18 2,639 D
Common Stock 02/18/2014 S( 1 ) 1,745 ( 6 ) D $ 103.05 894 D
Common Stock 02/18/2014 S( 1 ) 894 ( 7 ) D $ 104.22 0 D
2. Conversion or Exercise Price of Derivative Security
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 1.7 02/18/2014 M( 1 ) 9,927 ( 2 ) 05/25/2021 Common Stock 9,927 $ 0 49,641 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BOESS CARSTEN
33 HAYDEN AVE
LEXINGTON, MA02421
SVP, Chief Financial Officer
Signatures
/s/ Christopher J. Heberlig, Attorney-in-Fact 02/20/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 13, 2013.
( 2 )The Stock Option granted the reporting person an option to purchase 158,840 shares of Common Stock (the "Shares"). 25% of the Shares vested and became exercisable on 05/16/2012, and 1/36 of the remainder of the Shares vest and become exercisable monthly thereafter.
( 3 )This transaction was executed in multiple trades through a broker-dealer at prices ranging from $99.70 to $100.41. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
( 4 )This transaction was executed in multiple trades through a broker-dealer at prices ranging from $100.70 to $101.63. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
( 5 )This transaction was executed in multiple trades through a broker-dealer at prices ranging from $101.76 to $102.72. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
( 6 )This transaction was executed in multiple trades through a broker-dealer at prices ranging from $102.77 to $103.63. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
( 7 )This transaction was executed in multiple trades through a broker-dealer at prices ranging from $103.91 to $104.53. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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