Sec Form 4 Filing - DiNello Alessandro @ NEW YORK COMMUNITY BANCORP, INC. - 2024-04-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person DiNello Alessandro 2. Issuer Name and Ticker or Trading Symbol NEW YORK COMMUNITY BANCORP, INC. [ NYSE:NYCB] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) X __ Other (specify below) Executive Chairman (Last) (First) (Middle) 102 DUFFY AVENUE 3. Date of Earliest Transaction (MM/DD/YY) 04/01/2024 (Street) HICKSVILLE, NY11801 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 04/01/2024 A 149,273 ( 1 ) A $ 0 1,970,337 ( 1 ) ( 2 ) D Common Stock 14,634 I By Stock Award (012324) Common Stock 1,075,291 I By SLAT ( 3 ) Common Stock 828,716 I By Wife's SLAT ( 4 ) Common Stock 265,827 I By Wife's Trust ( 5 ) Common Stock 116,839 I By CRUTrust ( 6 ) Common Stock 114,305 I By IRA Common Stock 35,268 I By Trust fbo gchild DD ( 7 ) Common Stock 35,268 I By Trust fbo gchild AD ( 7 ) Common Stock 31,012 I By Trust fbo gchild LeoG ( 7 ) Common Stock 22,982 I By Trust fbo gchild MG ( 7 ) Common Stock 10,937 I By Trust fbo LukeG ( 7 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other DiNello Alessandro 102 DUFFY AVENUE HICKSVILLE, NY11801 X Executive Chairman Signatures Jan M. Klym, By Power of Attorney 04/02/2024 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time. ( 2 )Includes 1,690,000 restricted stock units ("RSUs") granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the "Plan") and will vest, on the first anniversary of the grant date, on March 6, 2025. The total number of RSUs that will settle under the terms of the award will be the lesser of (a) 1,690,000 shares or (b) a number of shares that have an aggregate value of $5,840,000 on the settlement date. ( 3 )Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary. ( 4 )Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary. ( 5 )The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. ( 6 )These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. ( 7 )These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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