Sec Form 4 Filing - Harriman Stephen @ PERRY ELLIS INTERNATIONAL, INC - 2015-09-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Harriman Stephen
2. Issuer Name and Ticker or Trading Symbol
PERRY ELLIS INTERNATIONAL, INC [ PERY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, Sportswear Division
(Last) (First) (Middle)
3000 N.W. 107TH AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
09/25/2015
(Street)
MIAMI, FL33172
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/25/2015 M 15,000 A $ 4.63 48,515 ( 1 ) D
Common Stock 09/25/2015 S 15,000 D $ 22.6364 33,515 ( 1 ) D
Common Stock 09/25/2015 M 12,120 ( 2 ) A $ 18.19 45,635 ( 1 ) D
Common Stock 09/25/2015 F 10,412 ( 3 ) D $ 22.57 35,223 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $ 4.63 09/25/2015 M 15,000 03/18/2010 03/17/2019 Common Stock 15,000 $ 0 0 D
Stock Appreciation Right $ 18.19 09/25/2015 M 12,120 03/19/2013 03/18/2019 Common Stock 12,120 $ 0 0 D
Stock Appreciation Right $ 28.38 04/11/2012 04/10/2018 Common Stock 7,824 7,824 D
Stock Appreciation Right $ 24.93 04/19/2011 04/18/2017 Common Stock 9,551 9,551 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Harriman Stephen
3000 N.W. 107TH AVENUE
MIAMI, FL33172
President, Sportswear Division
Signatures
/s/ Cory Shade by Power of Attorney 09/29/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes (i) 4,674 shares of restricted stock granted under the Plan, which vest in three equal annual installments commencing on April 22, 2016; (ii) 7,852 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 28, 2016; (iii) 3,320 shares of restricted stock granted under the Plan, which vest on April 30, 2016; and (iv) 9,960 shares of performance stock granted under the Plan in April 2013, which vest up to 100% provided that certain performance goals have been achieved and the Reporting Person is still an employee of the Company as of the last day of fiscal 2016. With respect to the grant set forth in (iv), the Reporting Person may be entitled to additional performance stock in the event the Company exceeds the performance goals.
( 2 )Represents the acquisition of shares underlying a Stock Appreciation Right.
( 3 )Represents (i) the disposition of 9,768 shares underlying a Stock Appreciation Right as payment of the exercise price and (ii) the withholding of 644 shares to pay taxes resulting from exercise of a Stock Appreciation Right.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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