Sec Form 4 Filing - Glibbery Ronald @ Peraso Inc. - 2022-07-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Glibbery Ronald
2. Issuer Name and Ticker or Trading Symbol
Peraso Inc. [ PRSO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
2309 BERING DR
3. Date of Earliest Transaction (MM/DD/YY)
07/28/2022
(Street)
SAN JOSE, CA95131
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/28/2022 M 33,054 A( 1 ) 33,054 I By family members
Common Stock 07/28/2022 M 28,467 A( 3 ) 28,467 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Exchangeable Shares of 2864555 Ontario Inc. ( 2 ) 07/28/2022 G( 4 ) V 33,054 ( 2 ) 12/17/2031 Common Stock 33,054 $ 0 9,639( 5 ) I In Trust( 6 )
Exchangeable Shares of 2864555 Ontario Inc. ( 2 ) 07/28/2022 G( 4 ) V 33,054 ( 2 ) 12/17/2031 Common Stock 33,054 $ 0 33,054 I( 4 ) By family members
Exchangeable Shares of 2864555 Ontario Inc. ( 2 ) ( 6 ) 12/17/2031 Common Stock 28,946 28,946( 7 ) D
Exchangeable Shares of 2864555 Ontario Inc. ( 2 ) 07/28/2022 M( 1 ) 33,054 ( 2 ) 12/17/2031 Common Stock 33,054 $ 0 0 I By family members
Exchangeable Shares of 2864555 Ontario Inc. ( 2 ) 07/28/2022 M( 3 ) 28,467 ( 2 ) 12/17/2031 Common Stock 28,467 $ 0 479( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Glibbery Ronald
2309 BERING DR
SAN JOSE, CA95131
X Chief Executive Officer
Signatures
/s/ James Sullivan by power of attorney 07/29/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On July 28, 2022, 33,054 Exchangeable Shares were exchanged into 33,054 shares of common stock.
( 2 )Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio.
( 3 )On July 28, 2022, 28,467 Exchangeable Shares were exchanged into 28,467 shares of common stock.
( 4 )This transaction involved a gift of common stock by the reporting person to family members whose holdings may be deemed attributable to the reporting person for the purposes of Section 16.
( 5 )Consists only of 9,639 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow. Reflects the transfer of 25,553 Exchangeable Shares previously held by a trust, which were registered in the name of the reporting person on July 28, 2022 and are now directly owned by the reporting person.
( 6 )Shares are held in trust by the reporting person.
( 7 )Includes 479 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow. Reflects the transfer of 25,553 Exchangeable Shares previously held by a trust, which were registered in the name of the reporting person on July 28, 2022 and are now directly owned by the reporting person.
( 8 )Consists only of 479 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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