Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Cash-Settled Total Return Swap |
$
2.6257 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
18,100 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6259 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
9,841 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6438 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
8,100 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6452 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
22,128 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6467 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
8,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.65 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
15,024 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6569 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
21,708 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6656 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
19,696 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6821 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
13,289 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6995 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
54,320 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.7355 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
16,277 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.7687 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
7,912 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.7693 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
18,912 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.7772 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
8,461 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.7805 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
6,403 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.7977 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
1,952 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.8405 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
225,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.8441 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
74,024 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.8497 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
23,553 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.85 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
124,866 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |