Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Cash-Settled Total Return Swap |
$
1.9934 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
200,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.0334 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
25,916 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.1904 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
115,031 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.2049 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
59,703 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.2968 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
15,050 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.307 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
1,500 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.3131 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
17,100 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.3274 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
350,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.4439 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
44,600 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.4635 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
56,800 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.4653 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
3,200 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.4698 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
16,816 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.4756 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
28,100 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5085 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
23,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5171 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
42,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.523 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
18,733 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5473 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
27,318 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.561 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
13,680 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5647 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
11,100 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5721 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
36,939 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5748 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
6,985 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5795 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
9,110 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5803 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
11,620 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.5861 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
17,000 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6017 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
14,100 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6025 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
153,937 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.606 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
7,652 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6147 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
8,248 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6187 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
9,200 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |
Cash-Settled Total Return Swap |
$
2.6197 (
4
) |
|
|
|
|
|
|
(
3
) |
11/28/2022 |
Class A Subordinate Voting Shares |
15,266 |
|
|
I |
By: Indaba Capital Fund, L.P. (
1
) (
2
) |