|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Cash-Settled Total Return Swap (
1
) (
2
) |
$
8.0053 (
9
) |
04/28/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
147,119 |
(
6
) |
0 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.6299 (
9
) |
04/28/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
267,000 |
(
6
) |
0 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
6.9496 (
9
) |
04/28/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
140,814 |
(
6
) |
0 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.2136 (
9
) |
04/28/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
35,036 |
(
6
) |
0 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.875 (
9
) |
04/28/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
71,381 |
(
6
) |
0 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
4.9315 (
9
) |
04/28/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
14,964 |
(
6
) |
493,611 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.6299 (
9
) |
04/28/2016 |
|
S/K(
7
) |
|
|
1 |
(
7
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
78,274 |
(
7
) |
0 |
I |
By Kingstown Partners II, L.P. (
4
) (
7
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
6.9496 (
9
) |
04/28/2016 |
|
S/K(
7
) |
|
|
1 |
(
7
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
27,246 |
(
7
) |
0 |
I |
By Kingstown Partners II, L.P. (
4
) (
7
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.2136 (
9
) |
04/28/2016 |
|
S/K(
7
) |
|
|
1 |
(
7
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
6,779 |
(
7
) |
0 |
I |
By Kingstown Partners II, L.P. (
4
) (
7
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
4.9315 (
9
) |
04/28/2016 |
|
S/K(
7
) |
|
|
1 |
(
7
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
60,222 |
(
7
) |
37,278 |
I |
By Kingstown Partners II, L.P. (
4
) (
7
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
8.0053 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
11,082 |
(
8
) |
0 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.6299 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
60,500 |
(
8
) |
0 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
6.9496 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
32,131 |
(
8
) |
0 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.2136 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
7,994 |
(
8
) |
0 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
7.875 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
41,681 |
(
8
) |
0 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
5.75 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
33,418 |
(
8
) |
0 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
4.9315 (
9
) |
04/28/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
7,410 |
(
8
) |
136,515 |
I |
By Ktown, LP (
5
) (
8
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
4.9315 (
9
) |
04/29/2016 |
|
S/K(
6
) |
|
|
1 |
(
6
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
276,509 |
(
6
) |
217,102 |
I |
By Kingstown Partners Master Ltd. (
3
) (
6
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
4.9315 (
9
) |
04/29/2016 |
|
S/K(
7
) |
|
|
1 |
(
7
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
37,278 |
(
7
) |
0 |
I |
By Kingstown Partners II, L.P. (
4
) (
7
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
5.21 (
9
) |
04/29/2016 |
|
S/K(
7
) |
|
|
1 |
(
7
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
33,257 |
(
7
) |
50,788 |
I |
By Kingstown Partners II, L.P. (
4
) (
7
) |
Cash-Settled Total Return Swap (
1
) (
2
) |
$
4.9315 (
9
) |
04/29/2016 |
|
S/K(
8
) |
|
|
1 |
(
8
) |
08/04/2017 |
Common Stock, $.01 par value (
1
) (
2
) |
79,405 |
(
8
) |
57,110 |
I |
By Ktown, LP (
5
) (
8
) |
|
|