Sec Form 4 Filing - Jin Lei @ MULTI FINELINE ELECTRONIX INC - 2016-07-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Jin Lei
2. Issuer Name and Ticker or Trading Symbol
MULTI FINELINE ELECTRONIX INC [ MFLX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & MD China Operations
(Last) (First) (Middle)
8659 RESEARCH DR.
3. Date of Earliest Transaction (MM/DD/YY)
07/27/2016
(Street)
IRVINE, CA92618
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/27/2016 D 66,213 D $ 23.95 ( 1 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 2 ) 07/27/2016 D 36,407 ( 2 ) ( 2 ) Common Stock 36,407 $ 23.95 ( 2 ) 0 D
Performance Stock Unit ( 3 ) 07/27/2016 D 37,008 ( 3 ) ( 3 ) Common Stock 37,008 $ 23.95 ( 3 ) 0 D
Stock Appreciate Right $ 10.76 07/27/2016 D 5,227 ( 4 ) 12/05/2018 Common Stock 5,227 $ 13.19 ( 4 ) 0 D
Stock Appreciate Right $ 12.7 07/27/2016 D 4,429 ( 4 ) 03/05/2019 Common Stock 4,429 $ 11.25 ( 4 ) 0 D
Stock Appreciate Right $ 17.9 07/27/2016 D 26,703 ( 4 ) 11/13/2022 Common Stock 26,703 $ 6.05 ( 4 ) 0 D
Stock Appreciate Right $ 19.65 07/27/2016 D 14,845 ( 4 ) 11/14/2021 Common Stock 14,845 $ 4.3 ( 4 ) 0 D
Stock Appreciate Right $ 21.9 07/27/2016 D 2,568 ( 4 ) 06/05/2019 Common Stock 2,568 $ 2.05 ( 4 ) 0 D
Stock Appreciate Right $ 22.17 07/27/2016 D 15,295 ( 4 ) 11/15/2020 Common Stock 15,295 $ 1.78 ( 4 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Jin Lei
8659 RESEARCH DR.
IRVINE, CA92618
EVP & MD China Operations
Signatures
/s/ Dean Matheson, Attorney-in-Fact for Lei Jin 07/29/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Disposed of pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of February 4, 2016, by and among Multi-Fineline Electronix, Inc., Suzhou Dongshan Precision Manufacturing Co., Ltd., and Dragon Electronix Merger Sub Inc., pursuant to which the outstanding shares of the issuer's common stock were converted into the right to receive the merger consideration of $23.95 per share in cash, without interest, on July 27, 2016, the effective date of the Merger (the "Effective Date").
( 2 )Represents restricted stock units, whether vested or unvested, that became fully vested and cancelled as of the Effective Date, pursuant to the Merger Agreement in exchange for the right to receive the merger consideration of $23.95 per share in cash, without interest and less any applicable withholding taxes.
( 3 )Represents performance stock units, whether vested or unvested, that became fully vested and cancelled as of the Effective Date pursuant to the Merger Agreement in exchange for the right to receive the merger consideration of $23.95 per share in cash, assuming that the applicable performance goals were achieved at 100% of the target level, without interest and less any applicable withholding taxes.
( 4 )Represents stock appreciation right ("SAR"), whether vested or unvested, that became fully vested and cancelled at the Effective Date in exchange for the right to receive the merger consideration in an amount determined by multiplying (x) the excess, if any, of the merger consideration of $23.95 per share, over the applicable exercise price per share of such SAR by (y) the number of shares subject to such SAR.

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