Sec Form 3 Filing - Reid Shannon B @ RAYMOND JAMES FINANCIAL INC - 2024-01-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Reid Shannon B
2. Issuer Name and Ticker or Trading Symbol
RAYMOND JAMES FINANCIAL INC [ RJF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, ICD for RJFS
(Last) (First) (Middle)
880 CARILLON PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
01/01/2024
(Street)
ST. PETERSBURG, FL33716
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 7,297 D
Common Stock 2,000 ( 1 ) I ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 4 ) ( 2 ) 11/22/2024 Common Stock 375 ( 3 ) D
Restricted Stock Units ( 4 ) ( 5 ) 11/30/2025 Common Stock 750 ( 6 ) D
Restricted Stock Units ( 4 ) ( 7 ) 11/30/2026 Common Stock 1,181 D
Restricted Stock Units ( 4 ) ( 8 ) 11/30/2027 Common Stock 986 D
Restricted Stock Units ( 4 ) ( 9 ) 11/30/2028 Common Stock 1,150 D
Restricted Stock Units ( 4 ) 12/01/2026 12/01/2026 Common Stock 265 ( 10 ) D
Restricted Stock Units ( 4 ) 12/02/2025 12/02/2025 Common Stock 200 ( 10 ) D
Restricted Stock Units ( 4 ) 12/03/2024 12/03/2024 Common Stock 179 ( 10 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Reid Shannon B
880 CARILLON PARKWAY
ST. PETERSBURG, FL33716
President, ICD for RJFS
Signatures
/s/ Shannon B. Reid by Jonathan J. Doyle as Attorney-in-Fact 01/11/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 29, 2023.
( 2 )Of the 1,250 RSUs granted on 11/22/2019, 60% vested on 11/22/2022, 20% vested on 11/22/2023, and 20% will vest on 11/22/2024.
( 3 )The RSU grant of 1,250 shares awarded on November 22, 2019, of which 250 shares remained outstanding, was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
( 4 )Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
( 5 )Of the 1,250 RSUs granted on 11/23/2020, 60% vested on 11/30/2023, 20% will vest on 11/30/2024, and 20% will vest on 11/30/2025.
( 6 )The RSU grant of 1,250 shares awarded on November 23, 2020, of which 500 shares remained outstanding, was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
( 7 )Of the 1,181 RSUs granted on 11/22/2021, 60% will vest on 11/30/2024, 20% will vest on 11/30/2025, and 20% will vest on 11/30/2026.
( 8 )Of the 986 RSUs granted on 11/21/2022, 60% will vest on 11/30/2025, 20% will vest on 11/30/2026, and 20% will vest on 11/30/2027.
( 9 )Of the 1,150 RSUs granted on 11/20/2023, 60% will vest on 11/30/2026, 20% will vest on 11/30/2027, and 20% will vest on 11/30/2028.
( 10 )RSUs granted as a portion of annual bonus under 2012 Stock Incentive Plan.

Remarks:
reidpoa.txt

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