Sec Form 4 Filing - Schoch Eric @ NCR VOYIX Corp - 2023-12-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Schoch Eric
2. Issuer Name and Ticker or Trading Symbol
NCR VOYIX Corp [ VYX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & President, Retail
(Last) (First) (Middle)
C/O NCR VOYIX CORPORATION, 864 SPRING STREET NW
3. Date of Earliest Transaction (MM/DD/YY)
12/07/2023
(Street)
ATLANTA, GA30308
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 77,691 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 12/07/2023 A( 2 ) 19,589 ( 3 ) ( 3 ) Common Stock 19,589 ( 2 ) 19,589 D
Restricted Stock Units $ 0 12/07/2023 A( 2 ) 20,484 ( 4 ) ( 4 ) Common Stock 20,484 ( 2 ) 20,484 D
Stock Option (Right to Buy) $ 22.19 ( 5 ) ( 6 ) 02/12/2027 Common Stock 62,102 62,102 D
Performance-Based Restricted Stock Units ( 7 ) ( 7 ) ( 7 ) ( 7 ) Common Stock 41,520 ( 8 ) 41,520 ( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Schoch Eric
C/O NCR VOYIX CORPORATION
864 SPRING STREET NW
ATLANTA, GA30308
EVP & President, Retail
Signatures
/s/ Kelli Sterrett, Attorney-in-Fact for Eric Schoch 12/11/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This amount reflects an adjustment to certain restricted stock units previously reported by the reporting person based on the allocation factor determined in connection with the spin-off (the "Spin-off") of NCR Atleos Corporation from NCR Voyix Corporation (f/k/a NCR Corporation) (the "Issuer").
( 2 )Represents performance-based restricted stock units originally granted by the Issuer that have been converted into time-based restricted stock units of the Issuer in connection with the Spin-Off. The number of restricted stock units acquired in the Spin-Off was based on certain performance conditions that were certified by the Issuer on December 7, 2023 and reflects an adjustment based on the Spin-off allocation factor.
( 3 )These restricted stock units will vest on February 23, 2024, subject to the reporting person's continued employment with the Issuer on the vesting date in accordance with the terms of the applicable award agreement.
( 4 )These restricted stock units will vest on February 25, 2025, subject to the reporting person's continued employment with the Issuer on the vesting date in accordance with the terms of the applicable award agreement.
( 5 )These options were previously reported by the reporting person. This reflects an adjustment to the exercise price based on the allocation factor determined in connection with the Spin-off.
( 6 )These options are fully vested.
( 7 )Reflects performance-based restricted stock units (PB-RSUs), which may be earned between 0% and 200% of the target amount reported herein based on the combined total shareholder return attained by the Issuer and NCR Atleos Corporation during the three-year period from 1/1/2023 through 12/31/2025.
( 8 )This amount reflects an adjustment to the target amount previously reported by the reporting person based on the Spin-off allocation factor.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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