Sec Form 4 Filing - MCCARTHY KEVIN P @ Unum Group - 2013-12-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MCCARTHY KEVIN P
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & Chief Operating Officer
(Last) (First) (Middle)
1 FOUNTAIN SQUARE
3. Date of Earliest Transaction (MM/DD/YY)
12/06/2013
(Street)
CHATTANOOGA, TN37402
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/06/2013 M( 1 ) 36,660 A $ 23.74 215,171 ( 2 ) D
Common Stock 12/06/2013 M( 1 ) 17,700 A $ 20.78 232,871 ( 3 ) D
Common Stock 12/06/2013 M( 1 ) 5,700 A $ 26.29 238,571 ( 4 ) D
Common Stock 12/06/2013 S( 1 ) 60,667 D $ 34.0111 ( 5 ) 177,904 ( 6 ) D
Common Stock 12/09/2013 M( 1 ) 7,406 A $ 23.74 185,310 ( 7 ) D
Common Stock 12/09/2013 M( 1 ) 5,822 A $ 20.78 191,132 ( 8 ) D
Common Stock 12/09/2013 M( 1 ) 1,715 A $ 26.29 192,847 ( 9 ) D
Common Stock 1,856.36 I By N-Q 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 23.74 12/06/2013 M( 1 ) 36,660 ( 10 ) 02/21/2016 Common Stock 36,660 $ 0 7,406 D
Employee Stock Option (right to buy) $ 20.78 12/06/2013 M( 1 ) 17,700 ( 11 ) 02/25/2018 Common Stock 17,700 $ 0 5,822 D
Employee Stock Option (right to buy) $ 26.29 12/06/2013 M( 1 ) 5,700 ( 12 ) 02/22/2019 Common Stock 5,700 $ 0 9,919 D
Employee Stock Option (right to buy) $ 23.74 12/09/2013 M( 1 ) 7,406 ( 10 ) 02/21/2016 Common Stock 7,406 $ 0 0 D
Employee Stock Option (right to buy) $ 20.78 12/09/2013 M( 1 ) 5,822 ( 11 ) 02/25/2018 Common Stock 5,822 $ 0 0 D
Employee Stock Option (right to buy) $ 26.29 12/09/2013 M( 1 ) 1,715 ( 12 ) 02/22/2019 Common Stock 1,715 $ 0 8,204 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MCCARTHY KEVIN P
1 FOUNTAIN SQUARE
CHATTANOOGA, TN37402
EVP & Chief Operating Officer
Signatures
/s/ Jullienne, J. Paul, Attorney-in-Fact 12/10/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
( 2 )Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 130,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 3 )Includes 84,727 stock-settled RSUs, and 148,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 4 )Includes 84,727 stock-settled RSUs, and 153,844 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 5 )Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
( 6 )Includes 84,727 stock-settled RSUs, and 93,177 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 7 )Includes 84,727 stock-settled RSUs, and 100,583 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 8 )Includes 84,727 stock-settled RSUs, and 106,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 9 )Includes 84,727 stock-settled RSUs, and 108,120 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 10 )The options vest in three equal annual installments beginning on February 21, 2009.
( 11 )The options vest in three equal annual installments beginning on February 25, 2011.
( 12 )The options vest in three equal annual installments beginning on February 22, 2012.

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