Sec Form 4 Filing - Ahmed Elizabeth Claire @ Unum Group - 2021-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ahmed Elizabeth Claire
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, People & Communications
(Last) (First) (Middle)
1 FOUNTAIN SQUARE
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2021
(Street)
CHATTANOOGA, TN37402
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2021 F 688 ( 1 ) D $ 27.2 18,659 ( 2 ) ( 3 ) D
Common Stock 03/01/2021 F 800 ( 4 ) D $ 27.2 17,859 ( 5 ) D
Common Stock 03/01/2021 A 10,340 ( 6 ) A $ 0 28,199 ( 7 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ahmed Elizabeth Claire
1 FOUNTAIN SQUARE
CHATTANOOGA, TN37402
EVP, People & Communications
Signatures
/s/ Jullienne, J. Paul, Attorney-in-Fact 03/03/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,317.457 stock-settled RSUs (as defined in footnote (2) below).
( 2 )Includes 12,299 restricted stock units, 2,224 stock success units ("SSUs"), and 4,136 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 3 )Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 282.226 shares of common stock under the issuer's employee stock purchase plan and 112.948 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
( 4 )Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,270.000 stock-settled RSUs.
( 5 )Includes 9,029 stock-settled RSUs, 2,224 SSUs, and 6,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 6 )All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.
( 7 )Includes 19,369 stock-settled RSUs, 2,224 SSUs, and 6,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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