Sec Form 4 Filing - Mercato Partners Acquisition Group, LLC @ Mercato Partners Acquisition Corp - 2023-07-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mercato Partners Acquisition Group, LLC
2. Issuer Name and Ticker or Trading Symbol
Mercato Partners Acquisition Corp [ MPRA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O 2750 E. COTTONWOOD PKWY, STE 500
3. Date of Earliest Transaction (MM/DD/YY)
07/18/2023
(Street)
COTTONWOOD HEIGHTS, UT84121
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 07/18/2023 J( 2 ) 2,000 ( 1 ) ( 1 ) Class A Common Stock 2,000 ( 2 ) 5,573,000 I See footnote ( 3 )
Reporting Owners
Reporting Owner Name / Address Rela tionships
Director 10% Owner Officer Other
Mercato Partners Acquisition Group, LLC
C/O 2750 E. COTTONWOOD PKWY, STE 500
COTTONWOOD HEIGHTS, UT84121
X
Bullfrog Bay Trust
C/O 2750 E. COTTONWOOD PKWY, STE 500
COTTONWOOD HEIGHTS, UT84121
X
WARNOCK GREG
C/O 2750 E. COTTONWOOD PKWY, STE 500
COTTONWOOD HEIGHTS, UT84121
X Chief Executive Officer
Signatures
Mercato Partners Acquisition Group, LLC, By: Bullfrog Bay Trust, By: /s/ Diane Warnock, Trustee for Bullfrog Bay Trust 07/18/2023
Signature of Reporting Person Date
/s/ Scott E. Klossner, Attorney-in-Fact for Gregory H. Warnock 07/18/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Class B common stock will automatically convert into shares of Class A common stock at the completion of the Issuer's initial business combination on a one-for-one basis, subject to adjustment.
( 2 )Reflects the disposition of securities from Mercato Partners Acquisition Group, LLC ("Sponsor") to John Brent Henricksen, a member of the board of directors of the Issuer, pursuant to the terms of a securities assignment agreement between Mr. Henricksen and the Sponsor.
( 3 )Represents shares held by Sponsor. Sponsor is the record holder of the securities reported herein. Sponsor is managed by Bullfrog Bay Trust (a family trust managed by the wife and two adult sons of Gregory H. Warnock, the Chief Executive Officer and Chair of the Board). Mr. Warnock may be deemed to have voting and dispositive power over the securities held by Sponsor.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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