Sec Form 4 Filing - Tiedemann Michael @ AlTi Global, Inc. - 2023-06-07

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Tiedemann Michael 2. Issuer Name and Ticker or Trading Symbol AlTi Global, Inc. [ ALTI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer (Last) (First) (Middle) C/O ALTI GLOBAL, INC., 520 MADISON AVENUE, 21ST FLOOR 3. Date of Earliest Transaction (MM/DD/YY) 06/07/2023 (Street) NEW YORK, NY10022 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 06/07/2023 A 146,299 A 146,299 D Class A Common Stock 06/07/2023 A 63,326 A 63,326 I See Footnotes ( 1 ) ( 2 ) Class A Common Stock 06/07/2023 A 16,979 A 16,979 I See Footnotes ( 1 ) ( 2 ) Class A Common Stock 06/07/2023 A 42,918 A 42,918 I See Footnotes ( 1 ) ( 2 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Der ivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Warrant ( 1 ) ( 2 ) 06/07/2023 D 585,198 ( 3 ) ( 3 ) Class A Common Stock 585,198 ( 1 ) ( 2 ) 0 D Warrant ( 1 ) ( 2 ) 06/07/2023 D 253,307 ( 3 ) ( 3 ) Class A Common Stock 253,307 ( 1 ) ( 2 ) 0 I See Footnotes ( 1 ) ( 2 ) Warrant ( 1 ) ( 2 ) 06/07/2023 D 67,917 ( 3 ) ( 3 ) Class A Common Stock 67,917 ( 1 ) ( 2 ) 0 I See Footnotes ( 1 ) ( 2 ) Warrant ( 1 ) ( 2 ) 06/07/2023 D 171,672 ( 3 ) ( 3 ) Class A Common Stock 171,672 ( 1 ) ( 2 ) 0 I See Footnotes ( 1 ) ( 2 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Tiedemann Michael C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 21ST FLOOR NEW YORK, NY10022 X Chief Executive Officer Signatures /s/ Kevin Moran, Attorney-in-fact 06/09/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, ( 2 )(Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. ( 3 )The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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