Sec Form 4 Filing - Wicklow Capital Inc. @ MedMen Enterprises, Inc. - 2021-02-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wicklow Capital Inc.
2. Issuer Name and Ticker or Trading Symbol
MedMen Enterprises, Inc. [ MMNFF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
737 N. MICHIGAN AVENUE, SUITE 2100
3. Date of Earliest Transaction (MM/DD/YY)
02/22/2021
(Street)
CHICAGO, IL60611
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class B Subordinate Voting Shares ( 1 ) 02/22/2021 J( 2 ) 9,813,234 A 32,166,706 I ( 4 ) By Clarence, LP. See footnote 4.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Shares ( 5 ) ( 6 ) 02/22/2021 J( 7 ) 9,813,234 ( 3 ) ( 3 ) Class B Subordinate Voting Shares 9,813,234 ( 3 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wicklow Capital Inc.
737 N. MICHIGAN AVENUE
SUITE 2100
CHICAGO, IL60611
X
DAN TIERNEY & DANIEL V. TIERNEY 2003 TRUST
737 N. MICHIGAN AVENUE
SUITE 2100
CHICAGO, IL60611
X
Tierney Daniel
737 N. MICHIGAN AVENUE
SUITE 2100
CHICAGO, IL60611
X
Milestone Investments, LP
737 N. MICHIGAN AVENUE
SUITE 2100
CHICAGO, IL60611
X
Signatures
/s/ Emma Cuadrado, Secretary 09/27/2021
Signature of Reporting Person Date
/s/ Daniel V. Tierney 09/27/2021
Signature of Reporting Person Date
/s/ Daniel V. Tierney 09/27/2021
Signature of Reporting Person Date
Daniel V. Tierney 09/27/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is being filed jointly by Wicklow Capital, Inc., an Illinois corporation ("Wicklow"), Milestone Investments, LP, an Alaska limited partnership ("Milestone"), the Dan Tierney & Daniel V. Tierney 2003 Trust (the "Trust"), and Daniel V. Tierney (collectively, the "Reporting Persons").
( 2 )Shares acquired upon redemption of Class B Common Shares ("Class B Shares") of MM CAN USA, Inc., a California corporation ("MM CAN"). See also footnote 6.
( 3 )Not applicable.
( 4 )Wicklow is the general partner of each of Milestone and Clarence, LP ("Clarence"). The Trust is the sole stockholder of Wicklow and the sole limited partner of Milestone and Clarence. Daniel V. Tierney is the trustee and sole beneficiary of the Trust and has voting and/or dispositive power over the securities of Issuer held by Wicklow, Milestone and Clarence. As a result, Daniel V. Tierney and the Trust may be deemed to indirectly beneficially own the securities of Issuer held by Wicklow, Milestone and Clarence. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest, if any, therein.
( 5 )Class B Shares of MM CAN.
( 6 )Class B Shares may be exchanged or redeemed for Class B Subordinate Voting Shares ("Subordinate Voting Shares") of Issuer as specified inMM CAN's articles of incorporation. Upon exercise of a redemption or exchange right, MM CAN will repurchase for cancellation each Class BShare submitted for redemption or exchange in consideration for either, at MM CAN's election, one Subordinate Voting Share or a cash amountequal to the cash settlement amount applicable to such Subordinate Voting Share (which cash settlement amount would be equal to the five-dayVWAP for the Subordinate Voting Shares on the principal securities exchange on which the Subordinate Voting Shares are traded, ending on thelast trading day immediately prior to the applicable date of redemption or exchange); provided that MM CAN may assign to Issuer its rights and rights and obligations to effect a redemption or exchange directly with the redeeming holder.
( 7 )Shares redeemed pursuant to terms specified in the articles of incorporation of MM CAN. See also footnote 6.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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