Sec Form 4/A Filing - Pamplona Capital Partners III, L.P. @ Privia Health Group, Inc. - 2022-04-04

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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pamplona Capital Partners III, L.P.
2. Issuer Name and Ticker or Trading Symbol
Privia Health Group, Inc. [ PRVA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O PAMPLONA CAPITAL MANAGEMENT LLC,, 667 MADISON AVENUE, 22ND FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
04/04/2022
(Street)
NEW YORK, NY10065
4. If Amendment, Date Original Filed (MM/DD/YY)
04/06/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/04/2022 J( 2 ) 4,804,754 D 15,215,054 I See Footnotes( 1 )( 3 )( 4 )
Common Stock 04/04/2022 J( 2 ) 4,804,754 A 20,019,808 I See Footnotes( 1 )( 3 )( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amoun t or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pamplona Capital Partners III, L.P.
C/O PAMPLONA CAPITAL MANAGEMENT LLC,
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Equity Advisors III Ltd
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Private Equity Carryco III, L.P.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Equity Carryco Advisors III, Ltd.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona PE Investments II, Ltd.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona PE Investments Malta Ltd
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Capital Management, LLP
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Pamplona Capital Management, LLC
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Halsted John C.
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Knaster Alexander M
C/O PAMPLONA CAPITAL MANAGEMENT LLC
667 MADISON AVENUE, 22ND FLOOR
NEW YORK, NY10065
X
Signatures
/s/ Ronan Guilfoyle, Director of Pamplona Equity Advisors III Ltd., its General Partner of PAMPLONA CAPITAL PARTNERS III, L.P. 04/29/2022
Signature of Reporting Person Date
/s/ Ronan Guilfoyle, Director of PAMPLONA EQUITY ADVISORS III LTD. 04/29/2022
Signature of Reporting Person Date
/s/ Ronan Guilfoyle, Director of Pamplona Equity Carryco Advisors III, Ltd., its General Partner of PAMPLONA PRIVATE EQUITY CARRYCO III, L.P. 04/29/2022
Signature of Reporting Person Date
/s/ Ronan Guilfoyle, Director of PAMPLONA EQUITY CARRYCO ADVISORS III, LTD. 04/29/2022
Signature of Reporting Person Date
/s/ Lori Griffith, Director of PAMPLONA PE INVESTMENTS II, LTD. 04/29/2022
Signature of Reporting Person Date
/s/ Stephen Gauci, Director of PAMPLONA PE INVESTMENTS MALTA LIMITED 04/29/2022
Signature of Reporting Person Date
/s/ Kevin O'Flaherty, Designated Member of PAMPLONA CAPITAL MANAGEMENT LLP 04/29/2022
Signature of Reporting Person Date
/s/ Stephen Gauci, Managing Member of PAMPLONA CAPITAL MANAGEMENT LLC 04/29/2022
Signature of Reporting Person Date
/s/ John C. Halsted 04/29/2022
Signature of Reporting Person Date
/s/ Alexander Knaster 04/29/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This statement is being filed by (i) Pamplona Capital Partners III, L.P. ("PCP III") (ii) Pamplona Equity Advisors III Ltd., (iii) Pamplona Private Equity Carryco III, L.P. ("PPEC"), (iv) Pamplona Equity Carryco Advisors III, Ltd., (v) Pamplona PE Investments II, Ltd., (vi) Pamplona PE Investments Malta Limited, (vii) Pamplona Capital Management LLP, (viii) Pamplona Capital Management LLC, (ix) John C. Halsted and (x) Alexander M. Knaster (the foregoing, collectively, the "Reporting Persons").
( 2 )Represents a cross-trade, pursuant to which PCP III transferred 4,804,754 shares of common stock, par value $0.01 per share (the "Common Stock") of Privia Health Group, Inc. to PPEC for no monetary consideration.
( 3 )The shares of Common Stock are held by PCP III and PPEC. PCP III is controlled by Pamplona Equity Advisors III Ltd., its general partner. John C. Halsted owns 100% of the shares of Pamplona Equity Advisors III, Ltd. Pamplona PE Investments Malta Limited serves as an investment manager to PCP III. Pamplona Capital Management LLP and Pamplona Capital Management LLC (together, the "Pamplona Manager Entities") serve as investment advisors to Pamplona PE Investments Malta Limited. Mr. John C. Halsted and Mr. Alexander M. Knaster are the principals of the Pamplona Manager Entities. PPEC is controlled by Pamplona Equity Carryco Advisors III, Ltd., its general partner. Pamplona PE Investments II, Ltd. owns 100% of the shares of Pamplona Equity Carryco Advisors III, Ltd. Mr. Alexander M. Knaster owns 100% of the shares of Pamplona PE Investments II, Ltd.
( 4 )Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks:
This Form 4 amendment is being filed to include Pamplona PE Investments II, Ltd. as a Reporting Person and to clarify the ownership of Pamplona Equity Carryco Advisors III, Ltd.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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