Sec Form 4 Filing - AEG Holdings, LLC @ Luminar Technologies, Inc./DE - 2020-12-02

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person AEG Holdings, LLC 2. Issuer Name and Ticker or Trading Symbol Luminar Technologies, Inc./DE [ LAZR] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer (Last) (First) (Middle) 9800 WILSHIRE BLVD., 3. Date of Earliest Transaction (MM/DD/YY) 12/02/2020 (Street) BEVERLY HILLS, CA90212 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 12/02/2020 A 2,003,290 A 2,003,290 I See Footnote ( 2 ) ( 8 ) Class A Common Stock 12/02/2020 M 8,932,500 A 8,932,500 I See Footnote ( 4 ) ( 8 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Class F Common Stock ( 5 ) 12/02/2020 J( 6 ) 8,932,500 ( 5 ) ( 5 ) Class A Common Stock 8,932,500 ( 6 ) 8,932,500 I See Footnote ( 4 ) ( 8 ) Warrants to Purchase Shares of Class A Common Stock $ 11.5 12/02/2020 J( 7 ) 3,333,333 01/02/2021 12/02/2025 Class A Common Stock 3,333,333 ( 7 ) 3,333,333 I See Footnote ( 4 ) ( 8 ) Class F Common Stock ( 5 ) 12/02/2020 M( 3 ) 8,932,500 ( 5 ) ( 5 ) Class A Common Stock 8,932,500 ( 3 ) 0 I See Footnote ( 4 ) ( 8 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other AEG Holdings, LLC 9800 WILSHIRE BLVD. BEVERLY HILLS, CA90212 X X Chief Executive Officer Gores Alec E C/O AEG HOLDINGS, LLC 9800 WILSHIRE BLVD. BEVERLY HILLS, CA90212 X X Chief Executive Officer Signatures By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC 12/04/2020 Signature of Reporting Person Date By: /s/ Andrew McBride, Attorney-in-Fact for Alec Gores 12/04/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )On December 2, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of August 24, 2020, by and among Gores Metropoulos, Inc. (the "Issuer"), Luminar Technologies, Inc., a Delaware corporation ("Luminar") and the other parties thereto, the Issuer completed its initial business combination. As a result of the initial business combination, the Issuer changed its name to Luminar Technologies, Inc. The shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of the Issuer consist of Class A Shares issued in exchange for shares of Luminar acquired by AEG Holdings, LLC ("AEG") prior to the initial business combination. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). ( 2 )The securities reported in this transaction are held of record by AEG. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. ( 3 )Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 5 below. ( 4 )The securities reported in this transaction are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. As such, each of AEG and Alec Gores (the "Reporting Persons") may be deemed to have beneficial ownership of the securities beneficially owned by GM. ( 5 )Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into Class A Shares at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-228739). ( 6 )GM is a managing member of Gores Metropoulos Sponsor LLC ("Sponsor"). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer's initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 ("Rule 16a-13") under the Exchange Act. ( 7 )The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer's initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13. ( 8 )Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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