Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Here is the list of insider trading transaction codes
FORM 4
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||
| |||||||||||||||||||||||||||
| |||||||||||||||||||||||||||
|
Remarks: In connection with German American Capital Corporation's election to convert all of its units of limited liability company interest in Station Holdco LLC and shares of Class B Common Stock of Red Rock Resorts, Inc. and Red Rock Resorts, Inc.'s decision to convert such units into 19,622,678 shares of Class A Common Stock, German American Capital Corporation effected a sale, through Deutsche Bank Securities Inc., in the market of the 19,622,678 shares on November 10, 2016 and such sale was fully settled on November 16, 2016 only upon German American Capital Corporation's receipt, through Deutsche Bank Securities Inc. as its agent, of the 19,622,678 shares of Class A Common Stock from Red Rock Resorts, Inc. This Form 4 is being filed in connection with such transaction. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.