Sec Form 3 Filing - Bruno Michael Anthony @ Tabula Rasa HealthCare, Inc. - 2023-08-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Bruno Michael Anthony
2. Issuer Name and Ticker or Trading Symbol
Tabula Rasa HealthCare, Inc. [ TRHC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CHIEF ACCOUNTING OFFICER
(Last) (First) (Middle)
228 STRAWBRIDGE DRIVE, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
08/01/2023
(Street)
MOORESTOWN, NJ08057
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 22,955 ( 1 ) ( 2 ) ( 3 ) ( 4 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 55.13 ( 5 ) 02/14/2029 Common Stock 1,250 D
Employee Stock Option (right to buy) $ 55.13 ( 6 ) 02/14/2029 Common Stock 2,500 D
Employee Stock Option (right to buy) $ 54.76 ( 7 ) 03/05/2029 Common Stock 723 D
Employee Stock Option (right to buy) $ 54.76 ( 8 ) 03/05/2029 Common Stock 527 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Bruno Michael Anthony
228 STRAWBRIDGE DRIVE
SUITE 100
MOORESTOWN, NJ08057
CHIEF ACCOUNTING OFFICER
Signatures
/s/ Brian W. Adams, by Power of Attorney 08/10/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Amount includes a restricted stock award of 205 shares of the Company's common stock received by Mr. Bruno on February 24, 2020. Such common stock vested one-fourth on January 18, 2021 and has continued to vest in equal one-fourth installments annually thereafter.
( 2 )Amount includes a restricted stock award of 750 shares of the Company's common stock received by Mr. Bruno on January 28, 2021. Such common stock vested one-fourth on January 12, 2022 and has continued to vest in equal one-fourth installments annually thereafter.
( 3 )Amount includes a restricted stock award of 1,230 shares of the Company's common stock received by Mr. Bruno on October 15, 2021. Such common stock vested one-fourth on January 1, 2023 and has continued to vest in equal one-fourth installments annually thereafter.
( 4 )Amount includes a grant of 12,960 restricted stock units received by Mr. Bruno on May 1, 2023. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Such common stock will vest one-fourth on January 1, 2024, and will continue to vest in equal one-fourth installments annually thereafter.
( 5 )The Stock Option vested one-fourth on January 1, 2020 and vested in equal 1/36th installments each month thereafter.
( 6 )The Stock Option vested one-fourth on February 14, 2020 and vested in equal 1/36th installments each month thereafter.
( 7 )The Stock Option vested one-fourth on January 1, 2020 and vested in equal 1/36th installments each month thereafter.
( 8 )The Stock Option vested one-fourth on January 1, 2020 and vested in equal 1/36th installments each month thereafter.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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