Sec Form 4 Filing - Durham Joann M. @ Tabula Rasa HealthCare, Inc. - 2016-10-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Durham Joann M.
2. Issuer Name and Ticker or Trading Symbol
Tabula Rasa HealthCare, Inc. [ TRHC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
228 STRAWBERRY DRIVE, SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
10/04/2016
(Street)
MOORESTOWN, NJ08057
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/04/2016 X 7,731 A $ 0.48 811,398 ( 1 ) I By Husband
Common Stock 10/04/2016 S 1,063 D $ 12 810,335 ( 1 ) I By Husband
Common Stock 10/04/2016 X 12,886 A $ 0.48 12,886 D
Common Stock 10/04/2016 X 264 A $ 3.1 13,150 D
Common Stock 10/04/2016 X 660 A $ 3.1 13,810 D
Common Stock 10/04/2016 X 684 A $ 3.1 14,494 D
Common Stock 10/04/2016 X 684 A $ 3.1 15,178 D
Common Stock 10/04/2016 X 661 A $ 3.1 15,839 D
Common Stock 10/04/2016 X 684 A $ 3.1 16,523 D
Common Stock 10/04/2016 X 661 A $ 3.1 17,184 D
Common Stock 10/04/2016 X 684 A $ 3.1 17,868 D
Common Stock 10/04/2016 X 364 A $ 5.82 18,232 D
Common Stock 10/04/2016 X 329 A $ 5.82 18,561 D
Common Stock 10/04/2016 X 364 A $ 5.82 18,925 D
Common Stock 10/04/2016 X 353 A $ 5.82 19,278 D
Common Stock 10/04/2016 X 364 A $ 5.82 19,642 D
Common Stock 10/04/2016 X 353 A $ 5.82 19,995 D
Common Stock 10/04/2016 X 364 A $ 5.82 20,359 D
Common Stock 10/04/2016 X 364 A $ 5.82 20,723 D
Common Stock 10/04/2016 X 353 A $ 5.82 21,076 D
Common Stock 10/04/2016 X 364 A $ 5.82 21,440 D
Common Stock 10/04/2016 X 353 A $ 5.82 21,793 D
Common Stock 10/04/2016 X 90 A $ 5.82 21,883 D
Common Stock 10/04/2016 S 3,007 D $ 12 18,876 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (Right to Buy) $ 0.48 10/04/2016 M 7,731 05/01/2009 05/01/2019 Common Stock 7,731 $ 0 0 I By Husband
Warrant (Right to Buy) $ 0.48 10/04/2016 M 12,886 05/01/2009 05/01/2019 Common Stock 12,886 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 264 05/15/2013 05/15/2023 Common Stock 264 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 660 06/15/2013 06/15/2023 Common Stock 660 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 684 07/15/2013 07/15/2023 Common Stock 684 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 684 08/15/2013 08/15/2023 Common Stock 684 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 661 09/15/2013 09/15/2023 Common Stock 661 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 684 10/15/2013 10/15/2023 Common Stock 684 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 661 11/15/2013 11/15/2023 Common Stock 661 $ 0 0 D
Warrant (Right to Buy) $ 3.1 10/04/2016 M 684 12/15/2013 12/15/2023 Common Stock 684 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 364 01/15/2014 01/15/2024 Common Stock 364 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/ 2016 M 329 02/15/2014 02/15/2024 Common Stock 329 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 364 03/15/2014 03/15/2024 Common Stock 364 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 353 04/15/2014 04/15/2024 Common Stock 353 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 364 05/15/2014 05/15/2024 Common Stock 364 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 353 06/15/2014 06/15/2024 Common Stock 353 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 364 07/15/2014 07/15/2024 Common Stock 364 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 364 08/15/2014 08/15/2024 Common Stock 364 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 353 09/15/2014 09/15/2024 Common Stock 353 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 364 10/15/2014 10/15/2024 Common Stock 364 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 353 11/15/2014 11/15/2024 Common Stock 353 $ 0 0 D
Warrant (Right to Buy) $ 5.82 10/04/2016 M 90 12/15/2014 12/15/2024 Common Stock 90 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Durham Joann M.
228 STRAWBERRY DRIVE, SUITE 100
MOORESTOWN, NJ08057
X
Signatures
/s/ Joann M. Durham 10/04/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Form 3 filed on September 28, 2016 for the Reporting Person reported that she directly owned 803,425 shares of common stock, however the Reporting Person owned 803,667 shares of common stock. The additional 242 shares not previously reported have been included in the above given totals.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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