Sec Form 4 Filing - HSU CHRISTOPHER P @ Hewlett Packard Enterprise Co - 2016-12-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HSU CHRISTOPHER P
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM Software, COO
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/09/2016
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2016 M 27,564 A $ 14.85 80,960 D
Common Stock 12/09/2016 S 27,564 ( 1 ) D $ 24.559 ( 2 ) 53,396 D
Common Stock 12/09/2016 M 17,042 A $ 24.51 70,438 D
Common Stock 12/09/2016 F 8,894 D $ 24.51 61,544 D
Common Stock 12/10/2016 M 15,887 A $ 24.51 77,431 D
Common Stock 12/10/2016 F 8,291 D $ 24.51 69,140 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A . Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 14.85 12/09/2016 M 27,564 12/09/2016( 3 ) 12/09/2023( 4 ) Common Stock 27,564 $ 0 179,170 D
Restricted Stock Units ( 5 ) 12/10/2016 M 15,887 ( 6 ) ( 6 ) ( 6 ) Common Stock 15,887 ( 6 ) 15,885 D
Restricted Stock Units ( 5 ) 12/09/2016 M 17,042 ( 7 ) ( 7 ) ( 7 ) Common Stock 17,042 ( 7 ) 34,080 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HSU CHRISTOPHER P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
EVP, GM Software, COO
Signatures
Derek Windham as Attorney-in-Fact for Christopher P. Hsu 12/13/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
( 2 )The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.45 to $24.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
( 3 )This option became exercisable beginning on this date.
( 4 )This option is no longer exercisable beginning on this date.
( 5 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 6 )As previously reported, on 12/10/14, the reporting person was granted 25,641 restricted stock units ("RSUs"), 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 15,372 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 515 vested dividend equivalent rights and a de minimus adjustment of 0.6441 due to fractional rounding of the dividend equivalent rights.
( 7 )As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 16,835 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 207 vested dividend equivalent rights and a de minimus adjustment of 0.0605 due to fractional rounding of the dividend equivalent rights.

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