Sec Form 4 Filing - Ricci Jeff T @ Hewlett Packard Enterprise Co - 2015-12-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ricci Jeff T
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Controller & PAO
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
12/09/2015
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 14.85 12/09/2015 A 30,306 12/09/2016( 1 ) 12/09/2023( 2 ) Common Stock 30,306 $ 0 30,306 D
Restricted Stock Units ( 3 ) 12/09/2015 A 30,303 ( 4 ) ( 4 ) ( 4 ) Common Stock 30,303 ( 4 ) 30,303 D
Restricted Stock Units ( 3 ) 11/01/2015 J 2,817.8922 ( 5 ) ( 6 ) ( 6 ) ( 6 ) Common Stock 2,817.8922 ( 6 ) 6,347.1158 ( 6 ) D
Restricted Stock Units ( 3 ) 11/01/2015 J 2,691.3068 ( 5 ) ( 7 ) ( 7 ) ( 7 ) Common Stock 2,691.3068 ( 7 ) 6,062.6778 ( 7 ) D
Restricted Stock Units ( 3 ) 11/01/2015 J 6,857.1674 ( 5 ) ( 8 ) ( 8 ) ( 8 ) Common Stock 6,857.1674 ( 8 ) 15,445.5936 ( 8 ) D
Restricted Stock Units ( 3 ) 11/01/2015 J 3,638.0913 ( 5 ) ( 9 ) ( 9 ) ( 9 ) Common Stock 3,638.0913 ( 9 ) 8,194.1281 ( 9 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ricci Jeff T
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
SVP, Controller & PAO
Signatures
Derek Windham as Attorney-in-Fact for Jeff T. Ricci 12/10/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This option will become exercisable beginning on this date.
( 2 )This option is no longer exercisable beginning on this date.
( 3 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 4 )On 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
( 5 )Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation will be converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award will otherwise be subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock.
( 6 )As previously reported, on 02/19/13 the reporting person was granted 10,000 RSUs, 3,333 of which vested on each of 02/19/14 and 02/19/15, and 5,996 of which will vest on 02/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 20.9491 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.
( 7 )As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 20.3710 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.
( 8 )As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, and 7,494 of which will vest on each of 05/23/16 and 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 52.3664 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.
( 9 )As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 28.0368 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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