Sec Form 4 Filing - Davis Waters S IV @ Milacron Holdings Corp. - 2017-09-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Davis Waters S IV
2. Issuer Name and Ticker or Trading Symbol
Milacron Holdings Corp. [ MCRN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O MILACRON HOLDINGS CORP., 10200 ALLIANCE ROAD, SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
09/08/2017
(Street)
CINCINNATI, OH45242
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share ("Common Stock") 09/08/2017 M 12,000 A $ 6.64 44,935 ( 1 ) D
Common Stock 09/08/2017 S 12,000 D $ 15.7272 ( 2 ) 32,935 ( 1 ) D
Common Stock 09/11/2017 M 24,000 A $ 6.64 56,935 ( 1 ) D
Common Stock 09/11/2017 S 12,000 D $ 15.7498 ( 3 ) 44,935 ( 1 ) D
Common Stock 09/11/2017 S 12,000 D $ 15.8545 ( 4 ) 32,935 ( 1 ) D
Common Stock 09/11/2017 S 12,000 D $ 15.8318 ( 5 ) 20,935 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Ins tr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 6.64 09/08/2017 M 12,000 ( 6 ) 08/07/2023 Common Stock 12,000 ( 7 ) $ 6.64 47,953 D
Stock Option (right to buy) $ 6.64 09/11/2017 M 24,000 ( 6 ) 08/07/2023 Common Stock 24,000 ( 7 ) $ 6.64 23,953 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Davis Waters S IV
C/O MILACRON HOLDINGS CORP.
10200 ALLIANCE ROAD, SUITE 200
CINCINNATI, OH45242
X
Signatures
/s/ Hugh O'Donnell, as Attorney-in-Fact for Waters S. Davis IV 09/12/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 6,064 restricted stock units that represent the right to receive, at settlement, one share of common stock which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, restricted stock units do not include any voting rights.
( 2 )This transaction was executed in multiple trades at prices ranging from $15.7100 to $15.7900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 3 )This transaction was executed in multiple trades at prices ranging from $15.7450 to $15.8350. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 4 )This transaction was executed in multiple trades at prices ranging from $15.8300 to $15.9100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 5 )This transaction was executed in multiple trades at prices ranging from $15.8100 to $15.8700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 6 )The options vest over five years, at a rate of 20% per year, beginning on the first anniversary of the grant date, August 7, 2013, and immediately vest upon a change of control.
( 7 )The option was granted on 8/7/2013 and this amount was vested in full as of the transaction date.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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