Sec Form 3 Filing - Peck Jeffrey @ PECK Co HOLDINGS, INC. - 2019-06-20

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Peck Jeffrey
2. Issuer Name and Ticker or Trading Symbol
PECK Co HOLDINGS, INC. [ PECK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO and Chairman of the Board
(Last) (First) (Middle)
C/O THE PECK COMPANY HOLDINGS, INC.,, 4050 WILLISTON ROAD, #511
3. Date of Earliest Transaction (MM/DD/YY)
06/20/2019
(Street)
SOUTH BURLINGTON, VT05403
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,406,974 ( 1 ) D
Common Stock 213,318 ( 2 ) I By Veroma, LLC ( 3 )
Common Stock 335,976 ( 4 ) I By Branton Partners, LLC ( 5 )
Common Stock 335,976 ( 6 ) I By Mooers Partners, LLC ( 7 )
Common Stock 90,660 ( 8 ) D
Common Stock 90,660 ( 9 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Peck Jeffrey
C/O THE PECK COMPANY HOLDINGS, INC.,
4050 WILLISTON ROAD, #511
SOUTH BURLINGTON, VT05403
X X CEO and Chairman of the Board
Branton Roger G
240 S PINEAPPLE AVE, STE 701
SARASOTA, FL34236
X
Mooers Richard L
240 S PINEAPPLE AVE, STE 701
SARASOTA, FL34236
X
Wennberg Mats
240 S PINEAPPLE AVE, STE 701
SARASOTA, FL34236
X
Signatures
/s/ Jeffrey Peck 07/01/2019
Signature of Reporting Person Date
/s/ Roger G. Branton 07/01/2019
Signature of Reporting Person Date
/s/ Richard L. Mooers 07/01/2019
Signature of Reporting Person Date
/s/ Mats Wennberg, Authorized Person, Corundum AB 07/01/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These securities are owned solely by Jeffrey Peck, who is a member of a group with Veroma, LLC, Michael d'Amato, Roger G. Branton, Branton Partners, LLC, Richard L. Mooers, Mooers Partners, LLC, Corundum AB and Joseph Bobier for purposes of Section 13(d) of the Exchange Act. Of the reporting persons, only Jeffrey Peck is an officer and a director of the Issuer.
( 2 )These securities are beneficially owned by Veroma, LLC and Michael d'Amato.
( 3 )These securities are held indirectly by Michael d'Amato who is a Managing Member of Veroma, LLC.
( 4 )These securities are beneficially owned by Roger G. Branton and Branton Partners, LLC.
( 5 )These securities are held indirectly by Roger G. Branton who is a Managing Member of Branton Partners, LLC.
( 6 )These securities are beneficially owned by Richard L. Mooers and Mooers Partners, LLC.
( 7 )These securities are held indirectly by Richard L. Mooers who is a Managing Member of Mooers Partners, LLC.
( 8 )These securities are owned solely by Corundum AB.
( 9 )These securities are owned solely by Joseph Bobier.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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