Sec Form 4 Filing - ROSS WILBUR L JR @ Nexeo Solutions, Inc. - 2016-06-09

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
ROSS WILBUR L JR
2. Issuer Name and Ticker or Trading Symbol
Nexeo Solutions, Inc. [ NXEO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O WL ROSS & CO. LLC, 1166 AVENUE OF THE AMERICAS
3. Date of Earliest Transaction (MM/DD/YY)
06/09/2016
(Street)
NEW YORK, NY10036
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/09/2016 P 1,000,000 A $ 10 13,506,250 I See footnote ( 1 )
Common Stock 06/09/2016 J( 2 ) 2,240,000 A 15,746,250 I See footnote ( 1 )
Common Stock 06/09/2016 J( 3 ) 2,509,819 D 13,236,431 I See footnote ( 1 )
Common Stock 06/09/2016 J( 4 ) 79,976 D 13,160,971 I See footnote ( 1 )
Common Stock 06/09/2016 J( 5 ) 575,562 D 12,613,394 I See footnote ( 1 )
Common Stock 06/09/2016 J( 6 ) 457,724 D 12,149,016 I See footnote ( 1 )
Common Stock 06/09/2016 J( 7 ) 30,000 D 12,093,16 9 I See footnote ( 1 )
Common Stock 06/09/2016 J( 8 ) 3,554,240 D 8,538,929 I See footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROSS WILBUR L JR
C/O WL ROSS & CO. LLC
1166 AVENUE OF THE AMERICAS
NEW YORK, NY10036
X X
WL Ross Sponsor LLC
1166 AVENUE OF THE AMERICAS, 25TH FLOOR
NEW YORK, NY10036
X
Signatures
/s/ Thomas J. Ivey, Attorney-in-fact 06/13/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares directly beneficially owned by WL Ross Sponsor LLC, a limited liability company indirectly controlled by Wilbur L. Ross, Jr. Mr. Ross has voting and dispositive control over such shares. Each of the Reporting Persons disclaims beneficial ownership of any securities except to the extent of his/its pecuniary interest therein.
( 2 )Shares received in exchange for 22.4 million warrants surrendered to Nexeo Solutions, Inc. (formerly known as WL Ross Holding Corp.) pursuant to the Private Placement Warrant Exchange Letter Agreement, dated March 21, 2016, by and among WL Ross Sponsor LLC, Nexeo Holdco, LLC and WL Ross Holding Corp. WL Ross Sponsor LLC purchased the 22.4 million contingent warrants at a price of $0.50 per warrant (or $11.2 million in total) in a private placement that occurred simultaneously with the completion of the initial public offering of WL Ross Holding Corp. (the "private placement warrants"). Each private placement warrant entitled its holder to purchase one-half of one share of common stock at $5.75 per share subject to the satisfaction of certain conditions that remained outstanding at the time of the transaction.
( 3 )Shares transferred to First Pacific Advisors, LLC pursuant to the Subscription Agreement, dated May 23, 2016, by and among the WL Ross Holding Corp., WL Ross Sponsor LLC and First Pacific Advisors, LLC.
( 4 )Shares transferred to Park West Partners International, Limited pursuant to the Commitment Agreement, dated June 6, 2015, by and among WL Ross Sponsor LLC, Park West Partners International, Limited and WL Ross Holding Corp.
( 5 )Shares transferred to Park West Investors Master Fund, Limited pursuant to the Commitment Agreement, dated June 6, 2016, by and among WL Ross Sponsor LLC, Park West Investors Master Fund, Limited and WL Ross Holding Corp.
( 6 )Shares transferred to First Pacific Advisors, on behalf of one or more clients, pursuant to the Commitment Agreement, dated June 6,2016, by and among WL Ross Sponsor LLC, First Pacific Advisors, LLC, on behalf of one or more clients, and WL Ross Holding Corp.
( 7 )In connection with consummation of the business combination of Nexeo Solutions Holdings, LLC pursuant to the Agreement and Plan of Merger, dated March 21, 2016, by and among the WL Ross Holding Corp., Neon Acquisition Company LLC, Neon Holding Company LLC, Nexeo Solutions Holdings, LLC, TPG Accolade Delaware, L.P. and Nexeo Holdco, LLC, WL Ross Sponsor LLC has transferred to each of Lord William Astor, Thomas Zacharias, and Robert Dinerstein, each a non-management director of Nexeo Solutions, Inc. prior to the business combination, 10,000 shares as payment of fees for his service on the board of directors.
( 8 )Shares transferred to selling equityholders of Nexeo Solutions Holdings, LLC pursuant to the Merger Agreement and the Founder Share Transfer Letter Agreement dated March 21, 2016 entered into by WL Ross Sponsor LLC, Nexeo Holdco, LLC and WL Ross Holding Corp.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.