Sec Form 4 Filing - Kemp Tracy L @ Allegion plc - 2019-10-31

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Kemp Tracy L
2. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP-Chief Cust. & Digital Ofr.
(Last) (First) (Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N. PENSYLVANIA STREET
3. Date of Earliest Transaction (MM/DD/YY)
10/31/2019
(Street)
CARMEL, IN46032
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 10/31/2019 M 4,405 A $ 43.36 14,770 D
Ordinary Shares 10/31/2019 M 2,557 A $ 54.125 17,327 D
Ordinary Shares 10/31/2019 M 3,496 A $ 57.85 20,823 D
Ordinary Shares 10/31/2019 M 3,941 A $ 57.85 24,764 D
Ordinary Shares 10/31/2019 M 2,287 A $ 71.835 27,051 D
Ordinary Shares 10/31/2019 M 1,174 A $ 86.93 28,225 D
Ordinary Shares 10/31/2019 S 17,860 D $ 115.84 ( 1 ) 10,365 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 43.36 10/31/2019 M 4,405 12/13/2016 12/13/2023 Ordinary Shares 4,405 $ 0 0 D
Stock Option (Right to Buy) $ 54.125 10/31/2019 M 2,557 ( 2 ) 03/11/2024 Ordinary Shares 2,557 $ 0 0 D
Stock Option (Right to Buy) $ 57.85 10/31/2019 M 3,496 ( 3 ) 02/20/2025 Ordinary Shares 3,496 $ 0 0 D
Stock Option (Right to Buy) $ 57.85 10/31/2019 M 3,941 ( 4 ) 02/16/2026 Ordinary Shares 3,941 $ 0 0 D
Stock Option (Right to Buy) $ 71.835 10/31/2019 M 2,287 ( 5 ) 02/13/2027 Ordinary Shares 2,287 $ 0 1,144 D
Stock Option (Right to Buy) $ 86.93 10/31/2019 M 1,174 ( 6 ) 02/22/2028 Ordinary Shares 1,174 $ 0 2,349 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kemp Tracy L
C/O SCHLAGE LOCK COMPANY LLC
11819 N. PENSYLVANIA STREET
CARMEL, IN46032
SVP-Chief Cust. & Digital Ofr.
Signatures
/s/ Hatsuki Miyata, Attorney-In-Fact 11/04/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This transaction was executed in multiple sales ranging from $115.40 to $116.22 per share, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or any security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected regarding this footnote (1) to this Form 4.
( 2 )A stock option that vested in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017, and is exercisable.
( 3 )A stock option that vested in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018, and is exercisable.
( 4 )A stock option that vested in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019, and is exercisable.
( 5 )A stock option that vests in equal annual installments on February 13, 2018, February 13, 2019 and February 13, 2020. To the extent the stock option has vested, it is exercisable.
( 6 )A stock option that vests in equal annual installments on February 22, 2019, February 22, 2020 and February 22, 2021. To the extent the stock option has vested, it is exercisable.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)( v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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