Sec Form 4 Filing - MASON MARK K @ HomeStreet, Inc. - 2013-11-21

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person MASON MARK K 2. Issuer Name and Ticker or Trading Symbol HomeStreet, Inc. [ HMST] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) CEO, President (Last) (First) (Middle) 601 UNION STREET, SUITE 2000 3. Date of Earliest Transaction (MM/DD/YY) 11/21/2013 (Street) SEATTLE, WA98101 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 11/21/2013 M 200,000 A $ 0 200,000 D Common Stock 11/21/2013 S 7,674 D $ 20.196 192,326 D Common Stock 11/22/2013 S 33,321 D $ 20.203 159,005 D Common Stock 11/25/2013 S 48,005 D $ 20.446 111,000 D Common Stock 126,164 ( 1 ) I Mason Family Trust DTD 2/16/99 ( 2 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employee Stock Option (Right To Buy) $ 0.75 11/21/2013 M 200,000 ( 3 ) 10/22/2020 Common Stock 200,000 $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other MASON MARK K 601 UNION STREET, SUITE 2000 SEATTLE, WA98101 X CEO, President Signatures /s/ Godfrey B. Evans, attorney in fact for Mark K. Mason 11/25/2013 Signature of Reporting Person Date

Explanation of Responses:

( 1 )These shares were previously reported as held directly by Mr. Mason and prior to the date of this report were transferred into the Mason Family Trust dated 2/16/99. ( 2 )Mr. Mason and his wife, Tracy Mason, are the co-trustees and co-beneficiaries for the Mason Family Trust dated 2/16/99. ( 3 )These options were fully vested as of October 22, 2013.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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