Sec Form 4 Filing - EMERGENCE EQUITY PARTNERS II, L.P. @ Doximity, Inc. - 2023-11-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
EMERGENCE EQUITY PARTNERS II, L.P.
2. Issuer Name and Ticker or Trading Symbol
Doximity, Inc. [ DOCS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O EMERGENCE CAPITAL, 5 PIER, STE. 102
3. Date of Earliest Transaction (MM/DD/YY)
11/17/2023
(Street)
SAN FRANCISCO, CA94111
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/17/2023 J( 1 ) 4,714 ( 1 ) D $ 0 ( 1 ) 0 I By Emergence Equity Partners II, L.P. ( 2 )
Class A Common Stock 775,000 I By Emergence Capital Opportunity I, L.P. ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
EMERGENCE EQUITY PARTNERS II, L.P.
C/O EMERGENCE CAPITAL
5 PIER, STE. 102
SAN FRANCISCO, CA94111
X
EMERGENCE GP PARTNERS, LLC
C/O EMERGENCE CAPITAL
5 PIER, STE. 102
SAN FRANCISCO, CA94111
X
Signatures
EMERGENCE EQUITY PARTNERS II, L.P. By: Emergence GP Partners, LLC, its General Partner By: /s/ David Singer, Attorney-in-Fact 11/21/2023
Signature of Reporting Person Date
EMERGENCE GP PARTNERS, LLC By: /s/ David Singer, Attorney-in-Fact 11/21/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On November 17, 2023, Kevin Spain, a director of the Issuer, transferred, for no consideration, 4,714 shares of Class A Common Stock pro-rata to Emergence Equity Partners II, L.P. ("EEP II"), in accordance with the exemption under Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Mr. Spain is a member of EEP II, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued upon vesting of restricted stock units to EEP II. EEP II then immediately distributed in-kind, without consideration, all 4,714 shares of Class A Common Stock pro-rata to its partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended.
( 2 )These shares are held by EEP II. The sole general partner of EEP II is Emergence GP Partners, LLC ("EGP"). EGP disclaims Section 16 beneficial ownership of the shares held by EEP II, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose.
( 3 )These shares are held directly by Emergence Capital Opportunity I, L.P. ("ECO I"). The sole general partner of ECO I is Emergence Equity Partners VI, L.P. ("EEP VI"), and the sole general partner of EEP VI is EGP. The Reporting Person is a member of EEP VI. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by ECO I, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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