Sec Form 4 Filing - HOLUBIAK MYRON Z @ Citius Pharmaceuticals, Inc. - 2024-04-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HOLUBIAK MYRON Z
2. Issuer Name and Ticker or Trading Symbol
Citius Pharmaceuticals, Inc. [ CTXR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice Chairman
(Last) (First) (Middle)
C/O CITIUS PHARMACEUTICALS, INC., 11 COMMERCE DRIVE, 1ST FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
04/03/2024
(Street)
CRANFORD, NJ07016
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,992,243 D
( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant to Purchase Common Stock ( 1 ) $ 1.42 04/03/2024 D( 1 ) 129,450 ( 1 ) 04/05/2024 Common Stock 129,450 0 D
Warrant to Purchase Common Stock ( 1 ) $ 1.42 04/03/2024 A( 1 ) 129,450 ( 1 ) 04/05/2025 Common Stock 129,450 ( 1 ) 129,450 D
Stock Option (Right to Purchase Common Stock) $ 0.7 ( 2 ) 10/10/2033 Common Stock 400,000 400,000 D
Stock Option (Right to Purchase Common Stock) $ 1.25 ( 3 ) 10/04/2032 Common Stock 400,000 400,000 D
Stock Option (Right to Purchase Common Stock) $ 2.04 ( 4 ) 10/11/2031 Common Stock 650,000 650,000 D
Stock Option (Right to Purchase Common Stock) $ 2.04 ( 5 ) 10/11/2031 Common Stock 15,000 15,000 I See footnote ( 5 )
Stock Option (Right to Purchase Common Stock) $ 2 ( 6 ) 07/22/2031 Common Stock 300,000 300,000 D
Stock Option (Right to Purchase Common Stock) $ 2 ( 5 ) 07/22/2031 Common Stock 10,000 10,000 I See footnote ( 5 )
Stock Option (Right to Purchase Common Stock) $ 1.01 ( 7 ) 10/06/2030 Common Stock 200,000 200,000 D
Stock Option (Right to Purchase Common Stock) $ 0.67 ( 8 ) 10/08/2029 Common Stock 175,000 175,000 D
Warrant to Purchase Common Stock ( 9 ) $ 0.77 ( 9 ) 09/27/2024 Common Stock 558,597 558,597 D
Stock Option (Right to Purchase Common Stock) $ 1.62 ( 10 ) 09/04/2028 Common Stock 150,000 150,000 D
Stock Option (Right to Purchase Common Stock) $ 3.45 ( 11 ) 09/13/2027 Common Stock 40,000 40,000 D
Stock Option (Right to Purchase Common Stock) $ 8.1 ( 12 ) 10/01/2025 Common Stock 26,667 26,667 D
Warrant to Purchase Common Stock ( 9 ) $ 1.15 ( 9 ) 08/14/2024 Common Stock 784,314 784,314 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HOLUBIAK MYRON Z
C/O CITIUS PHARMACEUTICALS, INC.
11 COMMERCE DRIVE, 1ST FLOOR
CRANFORD, NJ07016
X Vice Chairman
Signatures
/s/ Alexander M. Donaldson, by power of attorney 04/05/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The two reported transactions involved an amendment of an outstanding warrant to extend the termination date from April 5, 2024 to April 5, 2025, which resulted in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on April 3, 2019 and was exercisable immediately.
( 2 )The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
( 3 )The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
( 4 )The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
( 5 )The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares.
( 6 )The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
( 7 )The options vested in full on October 6, 2023.
( 8 )The options vested in full on October 8, 2022.
( 9 )The warrant is fully vested and exercisable immediately.
( 10 )The options vested in full on September 4, 2021.
( 11 )The options vested in full on September 13, 2020.
( 12 )The options vested in full on December 31, 2016.

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