Sec Form 4 Filing - SIGAL ELLIOT @ BRISTOL MYERS SQUIBB CO - 2013-05-30

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
SIGAL ELLIOT
2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, CSO & President R&D
(Last) (First) (Middle)
BRISTOL-MYERS SQUIBB COMPANY, 345 PARK AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
05/30/2013
(Street)
NEW YORK, NY10154
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.10 par value 05/30/2013 M 120,625 A $ 27.01 226,514 D
Common Stock, $0.10 par value 05/30/2013 M 50,000 A $ 24.74 276,514 D
Common Stock, $0.10 par value 05/30/2013 S 143,521 D $ 47.23 ( 1 ) 132,993 D
Common Stock, $0.10 par value 1,628.06 ( 2 ) I By BMY Savings & Investment Program
Common Stock, $0.10 par value 18,180 I By C. Elliott Sigal 2012 Irrevocable Trust
Common Stock, $0.10 par value 18,180 I By Ruth L. Sigal Irrevocable Trust
Common Stock, $0.10 par value 9,091 I By Sigal Family Investments, LLC
Table II - Derivative Securities Acquired, Disposed of, or Benef icially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Executive Option (right to buy) $ 27.01 05/30/2013 M 120,625 ( 3 ) 03/05/2017( 3 ) Common Stock, $0.10 par value 120,625 $ 0 123,875 D
Executive Option (right to buy) $ 24.74 05/30/2013 M 50,000 ( 4 ) 11/30/2016( 4 ) Common Stock, $0.10 par value 50,000 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SIGAL ELLIOT
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK, NY10154
X EVP, CSO & President R&D
Signatures
/s/ Robert J. Wollin, attorney-in-fact for Elliott Sigal, M.D., Ph.D 05/31/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $47.15 to $47.43, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 2 )Based on a plan statement as of the end of the most recent fiscal quarter.
( 3 )Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.
( 4 )One-third of the stock option award vested on each of the third, fourth and fifth anniversaries of the grant date, which was December 1, 2006.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.