Sec Form 4 Filing - Cazala Beatrice J @ BRISTOL MYERS SQUIBB CO - 2013-03-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Cazala Beatrice J
2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP Commercial Operations
(Last) (First) (Middle)
BRISTOL-MYERS SQUIBB COMPANY, 345 PARK AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
03/07/2013
(Street)
NEW YORK, NY10154
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.10 par value 03/07/2013 M 100,000 A $ 24.74 307,542.93 D
Common Stock, $0.10 par value 03/07/2013 M 56,180 ( 1 ) A $ 0 363,722.93 D
Common Stock, $0.10 par value 03/07/2013 M 9,386 ( 2 ) A $ 0 373,108.93 D
Common Stock, $0.10 par value 03/07/2013 M 7,323 ( 3 ) A $ 0 380,431.93 D
Common Stock, $0.10 par value 03/07/2013 M 6,789 ( 4 ) A $ 0 387,220.93 D
Common Stock, $0.10 par value 03/07/2013 J 4,131 ( 5 ) A $ 0 391,351.93 D
Common Stock, $0.10 par value 03/07/2013 J 3,353 ( 5 ) A $ 0 394,704.93 D
Common Stock, $0.10 par value 03/07/2013 J 1,012 ( 5 ) A $ 0 395,716.93 D
Common Stock, $0.10 par value 03/07/2013 F 4,322 ( 6 ) D $ 37.53 391,394.93 D
Common Stock, $0.10 par value 03/07/2013 F 5,259 ( 6 ) D $ 37.53 386,135.93 D
Common Stock, $0.10 par value 03/07/2013 F 7,009 ( 6 ) D $ 37.53 379,126.93 D
Common Stock, $0.10 par value 03/07/2013 F 29,132 ( 7 ) D $ 37.53 349,994.93 D
Common Stock, $0.10 par value 03/07/2013 S 83,750 ( 8 ) D $ 37.61 ( 8 ) 266,244.93 D
Common Stock, $0.10 par value 3,714.96 ( 9 ) I By BMY Savings & Investment Program
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Market Share Units ( 10 ) 03/07/2013 M 6,789 ( 4 ) ( 4 ) Common Stock, $0.10 par value 6,789 $ 0 34,947 ( 11 ) D
Market Share Units ( 10 ) 03/07/2013 M 9,386 ( 2 ) ( 2 ) Common Stock, $0.10 par value 9,386 $ 0 25,561 ( 11 ) D
Market Share Units ( 10 ) 03/07/2013 M 7,323 ( 3 ) 03/06/2016( 3 ) Common Stock, $0.10 par value 7,323 $ 0 21,970 D
Option (right to buy) $ 24.74 03/07/2013 M 100,000 ( 12 ) ( 12 ) 11/30/2016 Common Stock, $0.10 par value 100,000 $ 0 0 D
Performance Shares ( 13 ) 03/07/2013 A 16,327 ( 14 ) ( 13 ) ( 13 ) Common Stock, $0.10 par value 16,327 $ 0 54,023.4655 D
Performance Shares ( 15 ) 03/07/2013 J 2,156.5345 ( 16 ) ( 15 ) ( 15 ) Common Stock, $0.10 par value 2,156.5345 $ 0 56,180 D
Performance Shares ( 13 ) 03/07/2013 M 56,180 ( 1 ) ( 13 ) ( 13 ) Common Stock, $0.10 par value 56,180 $ 0 0 D
Performance Shares ( 17 ) 03/07/2013 A 22,326 ( 18 ) ( 17 ) 03/31/2014( 17 ) Common Stock, $0.10 par value 22,326 $ 0 49,497 D
Performance Shares ( 19 ) 03/07/2013 J 1,975.6888 ( 20 ) ( 19 ) 03/31/2014( 19 ) Common Stock, $0.10 par value 1,975.6888 $ 0 51,472.6888 D
Performance Shares ( 21 ) 03/07/2013 A 17,610 ( 22 ) ( 21 ) 03/31/2015( 21 ) Common Stock, $0.10 par value 17,610 $ 0 17,610 D
Performance Shares ( 23 ) 03/07/2013 J 702.909 ( 24 ) ( 23 ) 03/31/2015( 23 ) Common Stock, $0.10 par value 702.909 $ 0 18,312.909 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Cazala Beatrice J
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK, NY10154
EVP Commercial Operations
Signatures
/s/ Robert J. Wollin, attorney-in-fact for Beatrice J. Cazala 03/11/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.
( 2 )Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
( 3 )Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
( 4 )Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
( 5 )Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
( 6 )Shares withheld for payment of taxes upon vesting of market share units.
( 7 )Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.
( 8 )Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions upon exercise of an option. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $37.60 to $37.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 9 )Based on a plan statement as of the end of the most recent fiscal quarter.
( 10 )Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
( 11 )Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
( 12 )One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.
( 13 )Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
( 14 )Represe nts performance shares earned under the 2010-2012 Long-Term Performance Award.
( 15 )Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
( 16 )Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.
( 17 )Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
( 18 )Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
( 19 )Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
( 20 )Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
( 21 )Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
( 22 )Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
( 23 )Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
( 24 )Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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