Sec Form 4 Filing - Pape Kathy L @ American Water Works Company, Inc. - 2015-05-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pape Kathy L
2. Issuer Name and Ticker or Trading Symbol
American Water Works Company, Inc. [ AWK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, PA American Water
(Last) (First) (Middle)
1025 LAUREL OAK ROAD
3. Date of Earliest Transaction (MM/DD/YY)
05/22/2015
(Street)
VOORHEES, NJ08043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/22/2015 M 410 A $ 20.7 30,110 ( 1 ) D
Common Stock 05/22/2015 S 410 D $ 52.91 29,700 D
Common Stock 05/22/2015 M 2,367 A $ 22.31 32,067 D
Common Stock 05/22/2015 S 2,367 D $ 52.91 29,700 D
Common Stock 05/22/2015 M 2,193 A $ 27.08 31,893 D
Common Stock 05/22/2015 S 2,193 D $ 52.91 29,700 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 20.7 05/22/2015 M 410 ( 2 ) 12/31/2015 Common Stock 410 $ 0 0 ( 3 ) D
Employee Stock Option (right to buy) $ 22.31 05/22/2015 M 2,367 ( 4 ) 12/31/2016 Common Stock 2,367 $ 0 0 ( 5 ) D
Employee Stock Option (right to buy) $ 27.08 05/22/2015 M 2,193 ( 6 ) 12/31/2017 Common Stock 2,193 $ 0 0 ( 7 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pape Kathy L
1025 LAUREL OAK ROAD
VOORHEES, NJ08043
President, PA American Water
Signatures
/s/ Steven Robbins by Power of Attorney previously filed 05/26/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 97 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.
( 2 )The option award granted on February 20, 2009, representing a right to purchase 20,177 shares, vested in three equal installments on January 1, 2010, 2011 and 2012.
( 3 )19,767 shares of this option award were previously exercised and reported.
( 4 )The option award granted on February 25, 2010, representing a right to purchase 16,816 shares, vested in three equal installments on January 1, 2011, 2012 and 2013.
( 5 )14,449 shares of this option award were previously exercised and reported.
( 6 )The option award granted on February 24, 2011, representing a right to purchase 15,029 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
( 7 )12,836 shares of this option award were previously exercised and reported.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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