Sec Form 4 Filing - VYAS MEETA @ NANOVIRICIDES, INC. - 2014-09-05

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
VYAS MEETA
2. Issuer Name and Ticker or Trading Symbol
NANOVIRICIDES, INC. [ NNVC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O NANOVIRICIDES, INC., 135 WOOD STREET, SUITE 205
3. Date of Earliest Transaction (MM/DD/YY)
09/05/2014
(Street)
WEST HAVEN, CT06516
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 08/25/2014 08/15/2014 P 21,429 ( 1 ) A $ 3.5 147,021 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Warrants $ 3.5 08/25/2014 08/15/2014 X 21,429 06/30/2009 08/15/2014 Common Stock 21,429 $ 0 0 I Held by Connect Capital, LLC
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
VYAS MEETA
C/O NANOVIRICIDES, INC.
135 WOOD STREET, SUITE 205
WEST HAVEN, CT06516
Chief Financial Officer
Signatures
/s/ Meeta Vyas 09/05/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Also includes 26,001 shares of common stock that are held in the name of Connect Capital Partners, LLC, of which Ms. Vyas holds voting and dispositive power. Does not include 192,860 shares of common stock underlying 38,572 shares of Series A Convertible Preferred Stock convertible into three and one half shares of Common Stock of the Common Stock solely upon a change in control of the Company or upon achieving certain trading prices.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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