|
2. Issuer Name
and
Ticker or Trading Symbol WESTPORT INNOVATIONS INC
[
WPRT]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| _____ Director |
__
X
__ 10% Owner |
| _____ Officer (give title below) |
__
X
__ Other (specify below) |
| 13(d)(3) group |
|
|
125 E. SIR FRANCIS DRAKE BLVD., STE 400
|
3. Date of Earliest Transaction (MM/DD/YY) 07/18/2012
|
|
LARKSPUR, CA
94939
|
4. If Amendment, Date Original Filed(MM/DD/YY)
|
6. Individual or Joint/Group Filing(Check Applicable Line) _____ Form filed by One Reporting Person
__
X
__ Form filed by More than One Reporting Person
|
|
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) |
2. Transaction Date (MM/DD/YY) |
2A. Deemed Execution Date, if any (MM/DD/YY) |
3. Transaction Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
07/18/2012 |
|
P |
|
13,080
|
A
|
$
35.82
|
2,743,432
|
D
(
1
)
(
2
)
|
|
|
Common Stock
|
07/18/2012 |
|
P |
|
10,791
|
A
|
$
35.82
|
3,244,007
|
I
(
2
)
(
3
)
|
By James Douglas and Jean Douglas Irrevocable Descendants' Trust
|
|
Common Stock
|
07/18/2012 |
|
P |
|
5,559
|
A
|
$
35.82
|
1,695,634
|
I
(
2
)
(
4
)
|
By Douglas Famliy Trust
|
|
Common Stock
|
07/18/2012 |
|
P |
|
3,270
|
A
|
$
35.82
|
975,816
|
I
(
2
)
(
5
)
|
By James E. Douglas III
|
|
Common Stock
|
07/19/2012 |
|
P |
|
66,920
|
A
|
$
37.02
|
2,810,352
|
D
(
1
)
(
2
)
|
|
|
Common Stock
|
07/19/2012 |
|
P |
|
55,209
|
A
|
$
37.02
|
3,299,216
|
I
(
2
)
(
3
)
|
By James Douglas and Jean Douglas Irrevocable Descendants' Trust
|
|
Common Stock
|
07/19/2012 |
|
P |
|
28,441
|
A
|
$
37.02
|
1,724,075
|
I
(
2
)
(
4
)
|
By Douglas Famliy Trust
|
|
Common Stock
|
07/19/2012 |
|
P |
|
16,730
|
A
|
$
37.02
|
992,546
|
I
(
2
)
(
5
)
|
By James E. Douglas III
|
|
Common Stock
|
07/20/2012 |
|
P |
|
40,000
|
A
|
$
37.12
|
2,850,352
|
D
(
1
)
(
2
)
|
|
|
Common Stock
|
07/20/2012 |
|
P |
|
33,000
|
A
|
$
37.12
|
3,332,216
|
I
(
2
)
(
3
)
|
By James Douglas and Jean Douglas Irrevocable Descendants' Trust
|
|
Common Stock
|
07/20/2012 |
|
P |
|
17,000
|
A
|
$
37.12
|
1,741,075
|
I
(
2
)
(
4
)
|
By Douglas Famliy Trust
|
|
Common Stock
|
07/20/2012 |
|
P |
|
10,000
|
A
|
$
37.12
|
1,002,546
|
I
(
2
)
(
5
)
|
By James E. Douglas III
|
|
Common Stock
|
|
|
|
|
|
|
|
601,839
|
I
(
2
)
(
6
)
|
By KGD 2010 Annuity Trust V
|
|
Common Stock
|
|
|
|
|
|
|
|
601,839
|
I
(
2
)
(
7
)
|
By MMD 2010 Annuity Trust V
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (MM/DD/YY) |
3A. Deemed Execution Date, if any (MM/DD/YY) |
4. Transaction Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date
(MM/DD/YY) |
7. Title and Amount of Underlying Securities
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) |
11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Reporting Owners
| Reporting Owner Name / Address |
Relationships |
|
Director
|
10% Owner
|
Officer
|
Other
|
DOUGLAS KEVIN 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA
94939 |
|
X
|
|
13(d)(3) group |
DOUGLAS FAMILY TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA
94939 |
|
X
|
|
13(d)(3) group |
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA
94939 |
|
X
|
|
13(d)(3) group |
DOUGLAS JAMES E III 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA
94939 |
|
X
|
|
13(d)(3) group |
KGD 2010 Annuity Trust V 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA
94939 |
|
X
|
|
13(d)(3) group |
MMD 2010 Annuity Trust V 125 E. SIR FRANCIS DRAKE BLVD., STE 400 LARKSPUR, CA
94939 |
|
X
|
|
13(d)(3) group |
|
Signatures
| /s/ Eileen Wheatman, attorney in fact for Kevin Douglas |
|
07/20/2012 |
| **
Signature of Reporting Person |
Date
|
| /s/ Eileen Wheatman, attorney in fact for Douglas Family Trust |
|
07/20/2012 |
| **
Signature of Reporting Person |
Date
|
| /s/ Eileen Wheatman, attorney in fact for James Douglas and Jean Douglas Irrevocable Descendants? Trust |
|
07/20/2012 |
| **
Signature of Reporting Person |
Date
|
| /s/ Eileen Wheatman, attorney in fact for James E. Douglas III |
|
07/20/2012 |
| **
Signature of Reporting Person |
Date
|
| /s/ Eileen Wheatman, attorney in fact for KGD 2010 Annuity Trust V |
|
07/20/2012 |
| **
Signature of Reporting Person |
Date
|
| /s/ Eileen Wheatman, attorney in fact for MMD 2010 Annuity Trust V |
|
07/20/2012 |
| **
Signature of Reporting Person |
Date
|
|
|