Sec Form 4 Filing - TOTAL ENERGIES NOUVELLES ACTIVITES USA @ AMYRIS, INC. - 2017-04-20

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TOTAL ENERGIES NOUVELLES ACTIVITES USA
2. Issuer Name and Ticker or Trading Symbol
AMYRIS, INC. [ AMRS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Director by Deputization
(Last) (First) (Middle)
2 PLACE JEAN MILLIER
3. Date of Earliest Transaction (MM/DD/YY)
04/20/2017
(Street)
COURBEVOIE, I092400
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/20/2017 J( 1 ) 64,178,185 D 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1.5% Senior Convertible Note $ 3.08 ( 2 ) 04/20/2017 J( 1 ) ( 2 ) ( 2 ) Common Stock ( 2 ) ( 1 ) 0 D
6.5% Convertible Senior Notes Due 2019 $ 3.74 ( 3 ) 04/20/2017 J( 1 ) ( 3 ) ( 3 ) Common Stock ( 3 ) ( 1 ) 0 D
Tranche I Senior Convertible Note $ 2.44 ( 4 ) 04/20/2017 J( 1 ) ( 4 ) ( 4 ) Common Stock ( 4 ) ( 1 ) 0 D
Tranche II Senior Convertible Note $ 2.87 ( 5 ) 04/20/2017 J( 1 ) ( 5 ) ( 5 ) Common Stock ( 5 ) ( 1 ) 0 D
Warrants (right to buy) $ 0.01 04/20/2017 J( 1 ) 2,000,000 ( 6 ) ( 6 ) 07/29/2020 Common Stock 2,000,000 ( 6 ) ( 1 ) 0 D
Warrants (right to buy) $ 0.01 04/20/2017 J( 1 ) 128,205 ( 6 ) ( 6 ) 07/29/2020 Common Stock 128,205 ( 6 ) ( 1 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TOTAL ENERGIES NOUVELLES ACTIVITES USA
2 PLACE JEAN MILLIER
COURBEVOIE, I092400
X X Director by Deputization
Signatures
/s/ Xavier de MAUPEOU (Managing Director) 04/24/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The securities reported herein were transferred by the Reporting Person to Total Raffinage Chimie, an affiliated entity of the Reporting Person, in connection with a reorganization of the Reporting Person and affiliated entities, and may not be considered a sale of securities under Section l6(b). The parent of the Reporting Person, Total S.A., continues to beneficially own the securities reported herein.
( 2 )The principal amount of this note is $3,700,000, and the initial conversion price is $3.08 per share, subject to adjustment as set forth therein. This note is convertible only in those circumstances described in the note. The Final Maturity Date as defined in the note is March 1, 2017.
( 3 )The principal amount of the 6.5% Notes is $9,705,000 and the initial conversion rate is initially 267.0370 shares of Common Stock per $1,000 principal amount of Notes, subject to adjustment as set forth therein. The 6.5% Notes are convertible only in those circumstances described in the 6.5% Notes. The Final Maturity Date as defined in the 6.5% Notes is May 15, 2019.
( 4 )The principal amount of the Tranche I Note is $9,252,184.41. The Tranche Note is convertible only in those circumstances described in the Tranche Note. The Final Maturity Date as defined in the Tranche Note is October 16, 2018.
( 5 )The principal amount of the Tranche II Note is $6,042,064.77. The Tranche Note is convertible only in those circumstances described in the Tranche Note. The Final Maturity Date as defined in the Tranche Note is January 15, 2019.
( 6 )This warrant is exercisable upon satisfaction of the Exercise Condition as described in the warrant.

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