Insider filing report for Changes in Beneficial Ownership
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: On November 13, 2013, Planet Payment, Inc. filed Form 10-Q for the quarter ending September 30, 2013, which reported that as of October 31, 2013, Planet Payment, Inc. had 54,807,308 shares of Common Stock outstanding with a par value of $0.01. Based on the reported shares outstanding, Kinderhook, LP; Kinderhook GP, LLC; Kinderhook Partners, LLC; Tushar Shah; and Stephen J. Clearman were no longer the beneficial owners, directly or indirectly, of more than ten percent of any class of Planet Payment, Inc.'s securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934. Mr. Tushar Shah; Mr. Stephen J. Clearman, Kinderhook Partners, LLC; Kinderhook GP, LLC; and Kinderhook, LP disclaim beneficial ownership of the shares of Planet Payment, Inc. Common Stock except to the extent of his or its respective pecuniary interest, if any, therein. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.