Sec Form 4 Filing - Andreessen Marc L @ Facebook Inc - 2014-07-24

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Andreessen Marc L
2. Issuer Name and Ticker or Trading Symbol
Facebook Inc [ FB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ANDREESSEN HOROWITZ, 2865 SAND HILL RD., STE. 101
3. Date of Earliest Transaction (MM/DD/YY)
07/24/2014
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/24/2014 C 2,018,155 A $ 0 2,018,155 I By Andreessen Horowitz Fund III, L.P., as nominee ( 1 )
Class A Common Stock 07/24/2014 C 1,396,712 A $ 0 1,396,712 I By AH Parallel Fund III, L.P., as nominee ( 2 )
Class A Common Stock 07/24/2014 J( 3 ) V 1,009,079 D $ 0 1,009,076 I By Andreessen Horowitz Fund III, L.P., as nominee ( 1 )
Class A Common Stock 07/24/2014 J( 3 ) V 9,974 A $ 0 9,974 I By AH Equity Partners III, L.L.C. ( 4 )
Class A Common Stock 07/24/2014 J( 3 ) V 4,977 A $ 0 1,616,325 I By The Andreessen 1996 Living Trust ( 5 )
Class A Common Stock 07/24/2014 J( 6 ) V 9,974 D $ 0 0 I By AH Equity Partners III, L.L.C. ( 4 )
Class A Common Stock 07/24/2014 J( 6 ) V 187 A $ 0 187 I By AH Capital Management, L.L.C. ( 7 )
Class A Common Stock 07/24/2014 J( 6 ) V 2,180 A $ 0 1,618,505 I By The Andreessen 1996 Living Trust ( 5 )
Class A Common Stock 07/24/2014 J( 8 ) V 698,357 D $ 0 698,355 I By AH Parallel Fund III, L.P., as nominee ( 2 )
Class A Common Stock 07/24/2014 J( 8 ) V 6,913 A $ 0 6,913 I By AH Equity Partners III (Parallel), L.L.C. ( 9 )
Class A Common Stock 07/24/2014 J( 8 ) V 3,446 A $ 0 1,621,951 I By The Andreessen 1996 Living Trust ( 5 )
Class A Common Stock 07/24/2014 J( 10 ) V 6,913 D $ 0 0 I By AH Equity Partners III (Parallel), L.L.C. ( 9 )
Class A Common Stock 07/24/2014 J( 10 ) V 139 A $ 0 326 I By AH Capital Management, L.L.C. ( 7 )
Class A Common Stock 07/24/2014 J( 10 ) V 1,508 A $ 0 1,623,459 I By The Andreessen 1996 Living Trust ( 5 )
Class A Common Stock 07/24/2014 J( 11 ) V 141 D $ 0 185 I By AH Capital Management, L.L.C. ( 7 )
Class A Common Stock 7,742 D
Class A Common Stock 34,084 I By The Andreessen 1996 Charitable Remainder Unitrust ( 12 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 13 ) ( 13 ) 07/24/2014 C 2,018,155 ( 14 ) ( 13 ) ( 13 ) Class A Common Stock 2,018,155 $ 0 224,239 ( 15 ) I By Andreessen Horowitz Fund III, L.P., as nominee ( 1 )
Class B Common Stock ( 13 ) ( 13 ) 07/24/2014 C 1,396,712 ( 14 ) ( 13 ) ( 13 ) Class A Common Stock 1,396,712 $ 0 155,190 ( 15 ) I By AH Parallel Fund III, L.P., as nominee ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Andreessen Marc L
C/O ANDREESSEN HOROWITZ
2865 SAND HILL RD., STE. 101
MENLO PARK, CA94025
X
Signatures
/s/ Michael Johnson as attorney-in-fact for Marc L. Andreessen 07/28/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person is one of the Managing Members of AH Equity Partners III, L.L.C. ("AHEP III"), which is the General Partner of Andreessen Horowitz Fund III, L.P., as nominee ("AH Fund III"), and may be deemed to share voting and investment power over the securities held by AH Fund III. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 2 )The reporting person is one of the Managing Members of AH Equity Partners III (Parallel), L.L.C. ("AHEP III (Parallel)"), which is the General Partner of AH Parallel Fund III, L.P., as nominee ("AHPF III"), and may be deemed to share voting and investment power over the securities held by AHPF III. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 3 )The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AH Fund III to the general and limited partners or members and assignees of the funds for which it acts as nominee without consideration.
( 4 )The reporting person is one of the Managing Members of AHEP III, and may be deemed to share voting and investment power over the securities held by AHEP III. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 5 )The reporting person and JP Morgan Chase Bank, N.A. (successor-in-interest to J.P. Morgan Trust Company, N.A.) are the Trustees of The Andreessen 1996 Living Trust.
( 6 )The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHEP III to its members and assignees without consideration.
( 7 )The reporting person is one of the Managing Members of AH Capital Management, L.L.C. ("AHCM"), and may be deemed to share voting and investment power over the securities held by AHCM. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 8 )The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHPF III to the general and limited partners or members and assignees of the funds for which it acts as nominee without consideration.
( 9 )The reporting person is one of the Managing Members of AHEP III (Parallel), and may be deemed to share voting and investment power over the securities held by AHEP III (Parallel). The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 10 )The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHEP III (Parallel) to its members and assignees without consideration.
( 11 )The shares reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHCM to its members and assignees without consideration.
( 12 )The reporting person and JPMorgan Chase Bank, N.A. (successor-in-interest to J.P. Morgan Trust Company, N.A.) are the trustees of The Andreessen 1996 Charitable Remainder Unitrust. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 13 )The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
( 14 )The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
( 15 )Shares to be received by holder in connection with the acquisition of Oculus VR, Inc. ("Oculus") by the issuer, which are currently being held in escrow and are subject to forfeiture during the escrow period stated to satisfy claims arising as a result of, among other things, Oculus' breach of any of its representations and warranties or covenants and agreements set forth in the amended and restated merger agreement dated April 21, 2014.

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