Sec Form 4 Filing - Long Focus Capital, LLC @ LUCAS ENERGY, INC. - 2014-05-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Long Focus Capital, LLC
2. Issuer Name and Ticker or Trading Symbol
LUCAS ENERGY, INC. [ LEI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1357 ASHFORD AVENUE, PMB 426
3. Date of Earliest Transaction (MM/DD/YY)
05/01/2014
(Street)
SAN JUAN, PR00907
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value 0.001 per share 05/01/2014 J 1,300,000 D $ 0 ( 1 ) 0 D ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Long Focus Capital, LLC
1357 ASHFORD AVENUE
PMB 426
SAN JUAN, PR00907
X
Long Focus Capital Management, LLC
PMB 426
1357 ASHFORD AVENUE
SAN JUAN, PR00907
X
Signatures
/s/ Adele Glenn Helmers, as managing member of Long Focus Capital, LLC 05/01/2014
Signature of Reporting Person Date
John B. Helmers, as managing member of Long Focus Capital Management, LLC 05/01/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Long Focus Capital ("LFC"), 100% of the ownership interests of which are owned by A. Glenn Helmers ("AGH"), transferred 1,300,000 shares effective May 1, 2014 to Condagua, LLC ("Condagua"), 100% of the ownership interests of which are also owned by AGH, without consideration. Condagua and LFC are affiliates under the common control of AGH. LFC now beneficially owns 0 shares of common stock of the Issuer and is therefore no longer subject to Section 16. Because Long Focus Capital Management, LLC ("LFCM"), 100% of the ownership interests of which are owned by John Helmers (AGH's spouse), beneficially owned shares only because of its investment adviser relationship with LFC, LFCM now also beneficially owns 0 shares of common stock.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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