|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series C Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
1,770,469 |
(
1
) |
(
1
) |
Common Stock |
1,770,469 |
(
1
) |
0 |
I |
By: Foundation Capital IV, L.P. (
2
) |
Series C Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
13,981 |
(
1
) |
(
1
) |
Common Stock |
13,981 |
(
1
) |
0 |
I |
By: FC IV Active Advisors Fund, LLC (
2
) |
Series C Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
15,025 |
(
1
) |
(
1
) |
Common Stock |
15,025 |
(
1
) |
0 |
I |
By: Foundation Capital IV Principals Fund, LLC (
2
) |
Series D Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
890,389 |
(
1
) |
(
1
) |
Common Stock |
890,389 |
(
1
) |
0 |
I |
By: Foundation Capital IV, L.P. (
2
) |
Series D Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
7,031 |
(
1
) |
(
1
) |
Common Stock |
7,031 |
(
1
) |
0 |
I |
By: FC IV Active Advisors Fund, LLC (
2
) |
Series D Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
7,556 |
(
1
) |
(
1
) |
Common Stock |
7,556 |
(
1
) |
0 |
I |
By: Foundation Capital IV Principals Fund, LLC (
2
) |
Series E Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
863,962 |
(
1
) |
(
1
) |
Common Stock |
863,962 |
(
1
) |
0 |
I |
By: Foundation Capital IV, L.P. (
2
) |
Series E Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
6,822 |
(
1
) |
(
1
) |
Common Stock |
6,822 |
(
1
) |
0 |
I |
By: FC IV Active Advisors Fund, LLC (
2
) |
Series E Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
7,332 |
(
1
) |
(
1
) |
Common Stock |
7,332 |
(
1
) |
0 |
I |
By: Foundation Capital IV Principals Fund, LLC (
2
) |
Series F Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
1,132,980 |
(
1
) |
(
1
) |
Common Stock |
1,132,980 |
(
1
) |
0 |
I |
By: Foundation Capital IV, L.P. (
2
) |
Series F Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
8,947 |
(
1
) |
(
1
) |
Common Stock |
8,947 |
(
1
) |
0 |
I |
By: FC IV Active Advisors Fund, LLC (
2
) |
Series F Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
9,615 |
(
1
) |
(
1
) |
Common Stock |
9,615 |
(
1
) |
0 |
I |
By: Foundation Capital IV Principals Fund, LLC (
2
) |
Series G Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
79,699 |
(
1
) |
(
1
) |
Common Stock |
79,699 |
(
1
) |
0 |
I |
By: Foundation Capital IV, L.P. (
2
) |
Series G Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
629 |
(
1
) |
(
1
) |
Common Stock |
629 |
(
1
) |
0 |
I |
By: FC IV Active Advisors Fund, LLC (
2
) |
Series G Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
676 |
(
1
) |
(
1
) |
Common Stock |
676 |
(
1
) |
0 |
I |
By: Foundation Capital IV Principals Fund, LLC (
2
) |
Series G Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
240,332 |
(
1
) |
(
1
) |
Common Stock |
240,332 |
(
1
) |
0 |
I |
By: Foundation Capital VI, L.P. (
3
) |
Series G Convertible Preferred Stock |
(
1
) |
08/07/2013 |
|
C |
|
|
2,684 |
(
1
) |
(
1
) |
Common Stock |
2,684 |
(
1
) |
0 |
I |
By: Foundation Capital VI Principals Fund, LLC (
3
) |
|