Sec Form 4 Filing - PLUMB STEVEN M @ Bering Exploration, Inc. - 2013-02-12

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
PLUMB STEVEN M
2. Issuer Name and Ticker or Trading Symbol
Bering Exploration, Inc. [ BERX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & CFO
(Last) (First) (Middle)
BERING EXPLORATION, INC., 710 N. POST OAK RD., SUITE 410
3. Date of Earliest Transaction (MM/DD/YY)
02/12/2013
(Street)
HOUSTON, TX77024
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/12/2013 02/12/2013 S 15,000 D $ 0.23 267,581 D
Common Stock 02/14/2013 02/14/2013 S 15,000 D $ 0.25 252,581 D
Common Stock 02/19/2013 02/19/2013 S 990 D $ 0.23 251,591 D
Common Stock 02/25/2013 02/25/2013 S 15,000 D $ 0.22 236,591 D
Common Stock 03/01/2013 03/01/2013 S 14,400 D $ 0.19 222,191 D
Common Stock 03/06/2013 03/06/2013 S 14,000 D $ 0.14 208,191 D
Common Stock 03/07/2013 03/07/2013 S 15,000 D $ 0.13 193,191 D
Common Stock 03/11/2013 03/11/2013 S 11,610 D $ 0.14 181,581 D
Common Stock 03/12/2013 03/12/2013 S 11,000 D $ 0.16 170,581 I BY VASHB GROUP, LLC ( 1 )
Common Stock 04/18/2013 04/18/2013 M 395,652 A $ 0.1 566,233 D
Common Stock 04/25/2013 A 1,482,602 A $ 0.01 2,048,835 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 0.1 01/11/2013 H 200,000 01/01/2013 09/25/2017 Common Stock 200,000 $ 0.1 0 D
Stock Option $ 0.1 02/20/2013 A 700,000 07/14/2013 02/20/2018 Common Stock 700,000 $ 0.1 900,000 D
Stock Option $ 0.1 04/18/2013 H 700,000 07/14/2013 02/20/2013 Common Stock 700,000 $ 0.1 200,000 D
Stock Option $ 0.1 04/18/2013 A 700,000 04/18/2013 02/20/2018 Common Stock 700,000 $ 0.1 700,000 D
Stock Option $ 0.1 04/18/2013 X 700,000 04/18/2013 04/20/2018 Common Stock 700,000 $ 0.1 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PLUMB STEVEN M
BERING EXPLORATION, INC.
710 N. POST OAK RD., SUITE 410
HOUSTON, TX77024
President & CFO
Signatures
/s/ Steven M. Plumb 05/09/2013
Signature of Reporting Person Date
Explanation of Responses:
( 1 )VASHB Group, LLC, is a limited liability company, of which S teven M. Plumb, the Company's CFO and secretary owns a minority interest. Mr. Plumb is not an officer, director or manager of VASHB Group, LLC, and he disclaims any beneficial interest in the shares owned by VASHB Group, LLC. This filing shall not be deemed an admission that you are, for the purposes of Section 16 of the Act or otherwise, the beneficial owner of any of VASHB Group, LLC's shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.