|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
552,000 |
(
1
) |
(
1
) |
Common Stock |
552,000 |
$
0 (
1
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series A Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
12,000 |
(
1
) |
(
1
) |
Common Stock |
12,000 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-A, L.P. (
4
) |
Series A Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
25,200 |
(
1
) |
(
1
) |
Common Stock |
25,200 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series A Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
10,800 |
(
1
) |
(
1
) |
Common Stock |
10,800 |
$
0 (
1
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
Series B Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
851,852 |
(
1
) |
(
1
) |
Common Stock |
851,852 |
$
0 (
1
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series B Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
18,518 |
(
1
) |
(
1
) |
Common Stock |
18,518 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-A, L.P. (
4
) |
Series B Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
38,888 |
(
1
) |
(
1
) |
Common Stock |
38,888 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series B Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
16,666 |
(
1
) |
(
1
) |
Common Stock |
16,666 |
$
0 (
1
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
Series C Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
479,714 |
(
1
) |
(
1
) |
Common Stock |
479,714 |
$
0 (
1
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series C Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
10,428 |
(
1
) |
(
1
) |
Common Stock |
10,428 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-A, L.P. (
4
) |
Series C Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
21,900 |
(
1
) |
(
1
) |
Common Stock |
21,900 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series C Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
9,386 |
(
1
) |
(
1
) |
Common Stock |
9,386 |
$
0 (
1
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
Series D Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
548,464 |
(
1
) |
(
1
) |
Common Stock |
548,464 |
$
0 (
1
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series D Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
11,805 |
(
1
) |
(
1
) |
Common Stock |
11,805 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-A, L.P. (
4
) |
Series D Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
25,226 |
(
1
) |
(
1
) |
Common Stock |
25,226 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series D Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
10,791 |
(
1
) |
(
1
) |
Common Stock |
10,791 |
$
0 (
1
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
Series E Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
163,592 |
(
1
) |
(
1
) |
Common Stock |
163,592 |
$
0 (
1
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series E Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
3,420 |
(
1
) |
(
1
) |
Common Stock |
3,420 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-A, L.P. (
4
) |
Series E Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
7,684 |
(
1
) |
(
1
) |
Common Stock |
7,684 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series E Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
3,271 |
(
1
) |
(
1
) |
Common Stock |
3,271 |
$
0 (
1
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
Series F Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
273,337 |
(
1
) |
(
1
) |
Common Stock |
273,337 |
$
0 (
1
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series F Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
5,715 |
(
1
) |
(
1
) |
Common Stock |
5,715 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-A, L.P. (
4
) |
Series F Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
12,840 |
(
1
) |
(
1
) |
Common Stock |
12,840 |
$
0 (
1
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series F Convertible Preferred Stock |
(
1
) |
06/30/2015 |
|
C |
|
|
5,465 |
(
1
) |
(
1
) |
Common Stock |
5,465 |
$
0 (
1
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
Series D Convertible Preferred Stock Warrant (right to buy) |
$
7.65 |
06/30/2015 |
|
M |
|
|
27,612 |
(
2
) |
(
2
) |
Common Stock |
27,612 |
$
0 (
2
) |
0 |
I |
Through Versant Venture Capital I, L.P. (
3
) |
Series D Convertible Preferred Stock Warrant (right to buy) |
$
7.65 |
06/30/2015 |
|
M |
|
|
577 |
(
2
) |
(
2
) |
Common Stock |
577 |
$
0 (
2
) |
0 |
I |
Through Versant Affiliates Fund I-A,, L.P. (
4
) |
Series D Convertible Preferred Stock
Warrant (right to buy) |
$
7.65 |
06/30/2015 |
|
M |
|
|
1,296 |
(
2
) |
(
2
) |
Common Stock |
1,296 |
$
0 (
2
) |
0 |
I |
Through Versant Affiliates Fund I-B L.P. (
5
) |
Series D Convertible Preferred Stock Warrant (right to buy) |
$
7.65 |
06/30/2015 |
|
M |
|
|
552 |
(
2
) |
(
2
) |
Common Stock |
552 |
$
0 (
2
) |
0 |
I |
Through Versant Side Fund I, L.P. (
6
) |
|