Sec Form 4 Filing - TVM V LIFE SCIENCE VENTURES GMBH & CO KG @ ENANTA PHARMACEUTICALS INC - 2014-02-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TVM V LIFE SCIENCE VENTURES GMBH & CO KG
2. Issuer Name and Ticker or Trading Symbol
ENANTA PHARMACEUTICALS INC [ ENTA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O TVM CAPITAL CROUP, OTTOSTRASSE 4
3. Date of Earliest Transaction (MM/DD/YY)
02/18/2014
(Street)
MUNICH, 2M80333
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/18/2014 S 1,546 D $ 40.1853 ( 1 ) 389,835 D ( 2 )
Common Stock 02/18/2014 S 2,066 D $ 40.1853 ( 1 ) 520,978 D ( 3 )
Common Stock 02/18/2014 S 6,388 D $ 40.1853 ( 1 ) 1,611,306 D ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TVM V LIFE SCIENCE VENTURES GMBH & CO KG
C/O TVM CAPITAL CROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
TVM V Life Science Ventures Management GmbH & Co. KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
TVM IV GMBH & CO KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
TVM IV Management GmbH & Co. KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
TVM MEDICAL VENTURES GMBH & CO KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
TVM Capital GmbH
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
Birner Hubert
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
Fischer Stefan
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
Goll Alexandra
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH, 2M80333
X
Signatures
/s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG, managing limited partner of TVM V Life Science Ventures GmbH & Co. KG 02/20/2014
Signature of Reporting Person Date
/s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG 02/20/2014
Signature of Reporting Person Date
/s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG, managing limited partner of TVM IV GmbH & Co. KG 02/20/2014
Signature of Reporting Person Date
/s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG 02/20/2014
Signature of Reporting Person Date
/s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH, general partner of TVM Medical Ventures GmbH & Co. KG 02/20/2014
Signature of Reporting Person Date
/s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH 02/20/2014
Signature of Reporting Person Date
/s/ Rolf Starck by power of Attorney for Hubert Birner 02/20/2014
Signature of Reporting Person Date
/s/ Rolf Starck by power of Attorney for Stefan Fischer 02/20/2014
Signature of Reporting Person Date
/s/ Rolf Starck by power of Attorney for Alexandra Goll 02/20/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.78, inclusive. Each Reporting Person undertakes to provide to Enanta Pharmaceuticals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 2 )The shares are directly held by TVM Medical Ventures GmbH & Co. KG ("Medical Ventures"), the general partner of which is TVM Capital GmbH ("TVM Capital"), for which Alexandra Goll ("Goll"), one member of the investment committee of TVM Capital, shares voting and investment authority over the shares held by Medical Ventures with the other member of the investment committee. Each of TVM Capital and Goll disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
( 3 )The shares are directly held by TVM IV GmbH & Co. KG ("TVM IV"), the managing limited partner of which is TVM IV Management GmbH & Co. KG ("TVM IV Management"), for which Goll, one member of the investment committee of TVM IV Management, shares voting and investment authority over the shares held by TVM IV with the other members of the investment committee. Each of TVM IV Management and Goll disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
( 4 )The shares are directly held by TVM V Life Science Ventures GmbH & Co. KG ("TVM V"), the managing limited partner of which is TVM V Life Science Ventures Management GmbH & Co. KG ("TVM V Management"), for which Hubert Birner ("Birner"), Stefan Fischer ("Fischer") and Goll, each a member of the investment committee of TVM V Management, shares voting and investment authority over the shares held by TVM V. Each of TVM V Management, Birner, Fischer and Goll disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.

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