Sec Form 4 Filing - TOMZ JEFFREY W @ Uni-Pixel - 2013-09-03

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person TOMZ JEFFREY W 2. Issuer Name and Ticker or Trading Symbol Uni-Pixel [ UNXL] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Financial Officer (Last) (First) (Middle) 8708 TECHNOLOGY FOREST PL., STE 100 3. Date of Earliest Transaction (MM/DD/YY) 09/03/2013 (Street) THE WOODLANDS, TX77381 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common stock 09/03/2013 09/03/2013 M 13,334 A $ 7.5 55,448 D Common stock 09/03/2013 09/03/2013 M 3,334 A $ 7.5 58,782 D Common stock 09/03/2013 09/03/2013 M 1,667 A $ 7.5 60,449 D Common stock 09/03/2013 09/03/2013 M 8,665 A $ 7.5 69,114 D Common stock 09/03/2013 09/03/2013 S( 1 ) 36,000 D $ 20 33,114 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Under lying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock options $ 7.5 09/03/2013 M 13,334 04/19/2005 04/19/2015 Common shares 13,334 $ 0 0 D Stock options $ 7.5 09/03/2013 M 3,334 09/13/2007 09/13/2017 Common shares 3,334 $ 0 0 D Stock options $ 7.5 09/03/2013 M 1,667 01/30/2009 01/30/2019 Common shares 1,667 $ 0 0 D Stock options $ 7.5 09/03/2013 M 8,665 01/28/2010 01/28/2020 Common shares 8,665 $ 0 12,669 D Stock options $ 7.5 05/19/2010 05/19/2020 Common shares 33,334 33,334 D Stock options $ 6.93 01/21/2011 01/21/2021 Common shares 120,000 120,000 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other TOMZ JEFFREY W 8708 TECHNOLOGY FOREST PL., STE 100 THE WOODLANDS, TX77381 Chief Financial Officer Signatures /s/ Jeffrey Tomz 09/04/2013 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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